0001170022-21-000011.txt : 20211012 0001170022-21-000011.hdr.sgml : 20211012 20211012075345 ACCESSION NUMBER: 0001170022-21-000011 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOMI Environmental Solutions, Inc. CENTRAL INDEX KEY: 0000314227 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 591947988 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-416452 FILM NUMBER: 211316922 BUSINESS ADDRESS: STREET 1: 8430 SPIRES WAY CITY: FREDERICK STATE: MD ZIP: 21701 BUSINESS PHONE: 8005251698 MAIL ADDRESS: STREET 1: 8430 SPIRES WAY CITY: FREDERICK STATE: MD ZIP: 21701 FORMER COMPANY: FORMER CONFORMED NAME: Ozone Man, Inc. DATE OF NAME CHANGE: 20071130 FORMER COMPANY: FORMER CONFORMED NAME: RPS GROUP INC DATE OF NAME CHANGE: 19940818 FORMER COMPANY: FORMER CONFORMED NAME: DAUPHIN INC DATE OF NAME CHANGE: 19940818 D 1 primary_doc.xml X0708 D LIVE 0000314227 TOMI Environmental Solutions, Inc. 8430 SPIRES WAY FREDERICK MD MARYLAND 21701 8005251698 FLORIDA Ozone Man, Inc. RPS GROUP INC DAUPHIN INC Corporation true Halden S. Shane 8430 Spires Way Frederick MD MARYLAND 21701 Executive Officer Director Elissa J. Shane 8430 Spires Way Frederick MD MARYLAND 21701 Executive Officer Nick Jennings 8430 Spires Way Frederick MD MARYLAND 21701 Executive Officer Walter C. Johnsen 8430 Spires Way Frederick MD MARYLAND 21701 Director Kelly J. Anderson 8430 Spires Way Frederick MD MARYLAND 21701 Director Boh Soon Lim 8430 Spires Way Frederick MD MARYLAND 21701 Director Other Health Care $25,000,001 - $100,000,000 06b false 2021-09-29 false true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue 4th Floor New York NY NEW YORK 10022 IL ILLINOIS NJ NEW JERSEY NY NEW YORK false 5000002 5000002 0 This amount includes proceeds from the sale of common stock pursuant to a concurrent registered direct offering, as well as the common stock purchase warrants covered by this filing. The amount does not include proceeds from the exercise of such warrants. false 10 300000 0 Designees of H.C. Wainwright & Co., LLC also received warrants to purchase 172,167 shares of common stock. The compensation also covers the sale of common stock, as well as the warrants covered by this filing. 0 false TOMI Environmental Solutions, Inc. /s/ Halden S. Shane Halden S. Shane CEO and Chairman of Board 2021-10-08