0002161464-26-000001.txt : 20261027 0002161464-26-000001.hdr.sgml : 20261027 20261027154600 ACCESSION NUMBER: 0002161464-26-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20261027 DATE AS OF CHANGE: 20261027 EFFECTIVENESS DATE: 20261027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tier1 Alpha Asset Management, LLC CENTRAL INDEX KEY: 0002161464 ORGANIZATION NAME: EIN: 424834129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-602668 FILM NUMBER: 261490216 BUSINESS ADDRESS: STREET 1: 1050 GLENDALE AVE CITY: COLUMBUS STATE: OH ZIP: 43212 BUSINESS PHONE: 6142199628 MAIL ADDRESS: STREET 1: 1050 GLENDALE AVE CITY: COLUMBUS STATE: OH ZIP: 43212 D 1 primary_doc.xml X0708 D LIVE 0002161464 Tier1 Alpha Asset Management, LLC 1050 GLENDALE AVE COLUMBUS OH OHIO 43212 6142199628 DELAWARE None None Limited Liability Company true 2026 Michael W Green 1050 Glendale Avenue Columbus OH OHIO 43212 Executive Officer Director James Seth Metcalf 1050 Glendale Avenue Columbus OH OHIO 43212 Executive Officer Director Craig Peterson 1050 Glendale Avenue Columbus OH OHIO 43212 Executive Officer David Pegler 1050 Glendale Avenue Columbus OH OHIO 43212 Executive Officer Harley Bassman 1050 Glendale Avenue Columbus OH OHIO 43212 Director Appointed Series A Manager on October 19, 2026. Other Banking and Financial Services No Revenues 06b false 2026-10-19 false true false 0 6999935 4890359 2109576 Amounts sold are as of the date of this filing. The Company expects to hold one or more additional closings. false 13 0 0 965000 true repayment of a founder bridge loan from the Company?s CEO, amounts advanced for relocation expenses (est. $113,000); payment of accrued fees under independent contractor agreement (est. 45,000); reimbursement of expenses (est. $5,000); and base salaries false Tier1 Alpha Asset Management, LLC J. Seth Metcalf J. Seth Metcalf Manager and COO 2026-10-26