0002146110-26-000004.txt : 20261006 0002146110-26-000004.hdr.sgml : 20261006 20261006130436 ACCESSION NUMBER: 0002146110-26-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20261006 DATE AS OF CHANGE: 20261006 EFFECTIVENESS DATE: 20261006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: InvestX Series (PROM-U1 QP), a Series of InvestX Master LLC CENTRAL INDEX KEY: 0002146110 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-592333 FILM NUMBER: 261443160 BUSINESS ADDRESS: STREET 1: 19 FULTON STREET STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-390-9270 MAIL ADDRESS: STREET 1: 19 FULTON STREET STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10038 D/A 1 primary_doc.xml X0708 D/A LIVE 0002146110 InvestX Series (PROM-U1 QP), a Series of InvestX Master LLC 88 PINE STREET SUITE 2430 NEW YORK NY NEW YORK 10005 212-390-9270 DELAWARE None None Limited Liability Company true 2026 null InvestX Asset Management LLC 88 Pine Street Suite 2430 New York NY NEW YORK 10005 Director Manager of the Issuer null InvestX Markets LLC 88 Pine Street Suite 2430 New York NY NEW YORK 10005 Promoter Affiliate of the Manager of the Issuer null Great Lakes Fund Solutions, Inc. 500 Park Avenue Suite 114 Lake Villa IL ILLINOIS 60046 Executive Officer Administrative Manager of the Issuer Robert McLamore c/o Great Lakes Fund Solutions, Inc. 500 Park Avenue, Suite 114 Lake Villa IL ILLINOIS 60046 Executive Officer Officer of the Administrative Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.7 true 0002146110-26-000003 2026-07-17 false true false 25000 Christopher Russo 2744913 B. Riley Wealth Management 2543 1400 Old Country Road Suite 302A Westbury NY NEW YORK 15590 FL FLORIDA NY NEW YORK TX TEXAS false Nicholas Joseph Harrison 4509581 B. Riley Wealth Management 2543 1400 Old Country Road Suite 302A Westbury NY NEW YORK 15590 FL FLORIDA TX TEXAS false Peter Jeremy Sarner 2561791 B. Riley Wealth Management 2543 40 South Main Suite 1600 Memphis TN TENNESSEE 38103 CO COLORADO CT CONNECTICUT MN MINNESOTA NE NEBRASKA NY NEW YORK TX TEXAS false Vincent Joseph D'albora 4822725 B. Riley Wealth Management 2543 10 Broad Street Suite 203/303 Red Bank NJ NEW JERSEY 07701 FL FLORIDA MS MISSISSIPPI NY NEW YORK PA PENNSYLVANIA VA VIRGINIA false George John Karapistolis 4445637 B.Riley Wealth Management 2543 1400 Old Country Road Suite 302A Westbury NY NEW YORK 15590 NY NEW YORK false Jeffrey Lewis Eglow 1299960 Newbridge Securities Corporation 104065 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 FL FLORIDA false Robert J. Raab 832584 Newbridge Securities Corporation 104065 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 WA WASHINGTON false James Earl Williams 1631008 Newbridge Securities Corporation 104065 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 TX TEXAS false Glenn William Fiocca 2566013 Newbridge Securities Corporation 104065 6800 Jericho Turnpike Suite 118E Syosset NY NEW YORK 11791 CO COLORADO FL FLORIDA GA GEORGIA NY NEW YORK SD SOUTH DAKOTA false Howard Gregg Yeager 2776310 Newbridge Securities Corp. 104065 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 CA CALIFORNIA false Rhett Price Grimes 6283241 Emerson Equity LLC 130032 155 Bovet Road Suite 725 San Mateo CA CALIFORNIA 94402 SC SOUTH CAROLINA false Daniel M. King 5954543 Emerson Equity LLC 130032 155 Bovet Road Suite 725 San Mateo CA CALIFORNIA 94402 CA CALIFORNIA false Marcus A. New 7235082 InvestX Markets LLC 148248 88 Pine Street Suite 2430 New York NY NEW YORK 10005 DE DELAWARE false Indefinite 11840275 Indefinite false 61 458562 true 0 The Issuer may require an investor brought by a registered broker-dealer to pay up to 4.5% of the investor's capital contribution to such broker-dealer. In addition, selling agents may receive a portion of the carried interest. 1184028 true Represents a 3.0% upfront management fee and a 5.0% one-time upfront setup fee paid to the Manager, plus a 2.0% services fee payable to InvestX Master LLC. false InvestX Series (PROM-U1 QP), a Series of InvestX Master LLC /s/ Marcus A. New Marcus A. New Authorized Signatory 2026-10-06