0002146043-26-000005.txt : 20261006 0002146043-26-000005.hdr.sgml : 20261006 20261006130721 ACCESSION NUMBER: 0002146043-26-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20261006 DATE AS OF CHANGE: 20261006 EFFECTIVENESS DATE: 20261006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: InvestX Series (PROM-U1), a Series of InvestX Master LLC CENTRAL INDEX KEY: 0002146043 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-592331 FILM NUMBER: 261443168 BUSINESS ADDRESS: STREET 1: 19 FULTON STREET STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-390-9270 MAIL ADDRESS: STREET 1: 19 FULTON STREET STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10038 D/A 1 primary_doc.xml X0708 D/A LIVE 0002146043 InvestX Series (PROM-U1), a Series of InvestX Master LLC 88 PINE STREET SUITE 2430 NEW YORK NY NEW YORK 10005 212-390-9270 DELAWARE None None Limited Liability Company true 2026 null InvestX Asset Management LLC 88 Pine Street Suite 2430 New York NY NEW YORK 10005 Director Manager of the Issuer null InvestX Markets LLC 88 Pine Street Suite 2430 New York NY NEW YORK 10005 Promoter Affiliate of the Manager of the Issuer null Great Lakes Fund Solutions, Inc. 500 Park Avenue Suite 114 Lake Villa IL ILLINOIS 60046 Executive Officer Administrative Manager of the Issuer Robert McLamore c/o Great Lakes Fund Solutions, Inc. 500 Park Avenue, Suite 114 Lake Villa IL ILLINOIS 60046 Executive Officer Officer of the Administrative Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.1 true 0002146043-26-000004 2026-07-17 false true false 75000 Alejandro Levy Schwed 6202422 InvestX Markets LLC 148248 88 Pine Street Suite 2430 New York NY NEW YORK 10005 CA CALIFORNIA DE DELAWARE FL FLORIDA OH OHIO false Christopher Russo 2744913 B. Riley Wealth Management 2543 1400 Old Country Road Suite 302A Westbury NY NEW YORK 11590 MI MICHIGAN NJ NEW JERSEY TX TEXAS false Nicholas Joseph Harrison 4509581 B. Riley Wealth Management 2543 1400 Old Country Road Suite 302A Westbury NY NEW YORK 11590 MI MICHIGAN TX TEXAS false Zachary Eisner 6964643 B. Riley Wealth Management 2543 429 Atlantic Avenue Suite 2Z Freeport NY NEW YORK 11520 FL FLORIDA NY NEW YORK false Han Gu 6863727 Kingswood Capital Partners, LLC 288898 25 SE 2nd Avenue Suite 550, PMB 1173 Miami FL FLORIDA 33131 CA CALIFORNIA WA WASHINGTON false Kalyan Kamal Kavili 5511974 Kingswood Capital Partners, LLC 288898 126 East 56th Street Suite 301 New York NY NEW YORK 10022 FL FLORIDA IN INDIANA MN MINNESOTA TN TENNESSEE TX TEXAS false Kyle Lee Judd 5124834 Sunbelt Securities, Inc. 42180 2700 Post Oak Boulevard Suite 1700 Houston TX TEXAS 77056 TX TEXAS false Paul Sangyop Lee 5541067 Kingswood Capital Partners, LLC 288898 110 East Wilshire Avenue Suite 301 Fullerton CA CALIFORNIA 92832 CA CALIFORNIA FL FLORIDA NJ NEW JERSEY TX TEXAS WV WEST VIRGINIA false Judson Harris Gee 2453009 Kingswood Capital Partners, LLC 288898 2616 Fort Street Charlotte NC NORTH CAROLINA 28205 NC NORTH CAROLINA TN TENNESSEE false Alto Securities, LLC 318536 None None 500 11th Avenue N Suite 790 Nashville TN TENNESSEE 37203 CA CALIFORNIA FL FLORIDA NH NEW HAMPSHIRE NY NEW YORK TX TEXAS false James Harold Reddish 5184697 Sunbelt Securities, Inc. 42180 2700 Post Oak Boulevard Suite 1700 Houston TX TEXAS 77056 TX TEXAS false Namhee Park 6724895 Kingswood Capital Partners, LLC 288898 110 East Wilshire Avenue Suite 301 Fullerton CA CALIFORNIA 92832 CA CALIFORNIA NV NEVADA false Rikin Kaushik Patel 4669036 Emerson Equity LLC 130032 155 Bovet Road Suite 725 San Mateo CA CALIFORNIA 94402 NJ NEW JERSEY false Indefinite 8711200 Indefinite false 85 312579 true 0 The Issuer may require an investor brought by a registered broker-dealer to pay 4.5% of the investor's capital contribution to such broker-dealer. In addition, selling agents may receive a portion of the carried interest. 871120 true Represents a 3.0% upfront management fee and a 5.0% one-time upfront setup fee paid to the Manager, plus a 2.0% services fee payable to InvestX Master LLC. false InvestX Series (PROM-U1), a Series of InvestX Master LLC /s/ Marcus A. New Marcus A. New Authorized Signatory 2026-10-06