0001941040-26-000288.txt : 20260430 0001941040-26-000288.hdr.sgml : 20260430 20260430165817 ACCESSION NUMBER: 0001941040-26-000288 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20260430 DATE AS OF CHANGE: 20260430 EFFECTIVENESS DATE: 20260430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Upstream LLC CENTRAL INDEX KEY: 0002132094 ORGANIZATION NAME: EIN: 365111330 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-582489 FILM NUMBER: 26926807 BUSINESS ADDRESS: STREET 1: 4451 DALE EARNHARDT WAY STREET 2: UNIT D14 CITY: ROANOKE STATE: TX ZIP: 76262 BUSINESS PHONE: 432-664-5087 MAIL ADDRESS: STREET 1: 4451 DALE EARNHARDT WAY STREET 2: UNIT D14 CITY: ROANOKE STATE: TX ZIP: 76262 D 1 primary_doc.xml X0708 D LIVE 0002132094 Upstream LLC 4451 DALE EARNHARDT WAY UNIT D14 ROANOKE TX TEXAS 76262 432-664-5087 TEXAS None None Limited Liability Company true 2024 Austin Williams 4451 Dale Earnhardt Way Unit D14 Roanoke TX TEXAS 76262 Executive Officer Managing Member of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2026-04-13 false true true true false 62500 750000 250000 500000 false 1 0 0 0 false Upstream LLC Austin Williams Austin Williams Managing Member of the Issuer 2026-04-30