0001062993-26-000650.txt : 20260205 0001062993-26-000650.hdr.sgml : 20260205 20260205153128 ACCESSION NUMBER: 0001062993-26-000650 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260205 DATE AS OF CHANGE: 20260205 EFFECTIVENESS DATE: 20260205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sernova Biotherapeutics Inc. CENTRAL INDEX KEY: 0002102368 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-572557 FILM NUMBER: 26602646 BUSINESS ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: SUITE 1500 - 1055 WEST GEORGIA ST. CITY: VANCOUVER PROVINCE COUNTRY: A1 ZIP: V6E 4N7 BUSINESS PHONE: 917-751-5713 MAIL ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: SUITE 1500 - 1055 WEST GEORGIA ST. CITY: VANCOUVER PROVINCE COUNTRY: A1 ZIP: V6E 4N7 D 1 primary_doc.xml X0708 D LIVE 0002102368 Sernova Biotherapeutics Inc. PO 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A4H2 (416) 457-4670 ONTARIO, CANADA Sernova Corp. None Corporation true James Parsons PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Executive Officer Jonathan Rigby PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Executive Officer Director Chief Executive Officer and Director Bernd Muehlenweg PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Director John Brooks PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Director David Paterson PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Director Steven Sangha PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Director Tanya Lewis PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Director David Burke PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Executive Officer Vice President, Investor Relations Marylyn Rigby PO Box 29592 RPO Central Parkway Mississauga A6 ONTARIO, CANADA L5A 4H2 Executive Officer Chief Communications Officer Biotechnology Decline to Disclose 06b false 2025-10-31 true true true false 0 843153 344514 498639 Total amount is the total price of the Units issued (2,541,680 x C$0.19) + the aggregate exercise price of the warrants (1,270,840 x C$0.25) and (1,270,840 x C$0.30). Converted at C$1: US$0.7134. There is no guarantee the warrants will be exercised. false 3 0 0 0 false Sernova Biotherapeutics Inc. /s/ James Parsons James Parsons Chief Financial Officer 2026-02-04