0002100640-26-000001.txt : 20260121 0002100640-26-000001.hdr.sgml : 20260121 20260121154857 ACCESSION NUMBER: 0002100640-26-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20260121 DATE AS OF CHANGE: 20260121 EFFECTIVENESS DATE: 20260121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AX Essential Retail Portfolio, DST CENTRAL INDEX KEY: 0002100640 ORGANIZATION NAME: EIN: 397295906 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-566537 FILM NUMBER: 26547569 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0708 D/A LIVE 0002100640 AX Essential Retail Portfolio, DST 9 WEST 57TH STREET 42ND FLOOR NEW YORK NY NEW YORK 10019 (212) 515-3200 DELAWARE None None Other Delaware Statutory Trust true 2025 N/A Apollo RE Exchange, LLC 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Sponsor of the Issuer N/A AX Essential Retail Portfolio Manager, LLC 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Manager and Signatory Trustee of the Issuer N/A AX III Depositor, LLC 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Depositor of the Issuer Nari Na 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Scott Kleinman 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer John Zito 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Matthew Breitfelder 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Brian Carney 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Whitney Chatterjee 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Heather Glatter 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Benjamin Israel 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Martin B. Kelly 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer William B. Kuesel 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Mandee Lee 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Yael Levy 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Jessica L. Lomm 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Catherine Mullarney 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Katherine G. Newman 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Stuart A. Rothstein 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Stefanie Sundel 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Shari Vershell 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Johannes Worsoe 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer James Zelter 9 West 57th Street 42nd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer Other Real Estate Decline to Disclose 06b 3C 3C.5 true 0002100640-25-000001 2025-11-25 false true true false 25000 Realized Financial, Inc. 22333 Drew Reynolds 6646813 500 W. 13th Street Austin TX TEXAS 78701 CO COLORADO false Realized Financial, Inc. 22333 Simon Brower 4496781 500 W. 13th Street Austin TX TEXAS 78701 CA CALIFORNIA false Realized Financial, Inc. 22333 Clay Schmidt 6920482 500 W. 13th Street Austin TX TEXAS 78701 CO COLORADO false Concorde Investment Services, LLC 151604 Bradley Kahan 6107135 3009 Research Park Drive Suite 200 Ann Arbor MI MICHIGAN 48108 CA CALIFORNIA false Concorde Investment Services, LLC 151604 Jamie Furlong 6930080 3009 Research Park Drive Suite 200 Ann Arbor MI MICHIGAN 48108 CA CALIFORNIA false FNEX Capital, LLC 166316 Victor Coronado 6877533 One Indiana Square Suite 2252 Indianapolis IN INDIANA 46204 PA PENNSYLVANIA false 91520000 20293892 71226108 Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion. false 17 5948000 true 0 true Sales Commission include estimates of the maximum amount of Selling Commissions and Dealer Fees that may be paid. 1097000 true Item 16 is an estimate of offering and organizational expenses that may accrue to one or more Related Persons. false AX Essential Retail Portfolio, DST /s/Nari Na Nari Na Vice President of Manager& Signatory Trustee of Issuer 2026-01-21