0001104659-26-040310.txt : 20260407 0001104659-26-040310.hdr.sgml : 20260407 20260407144034 ACCESSION NUMBER: 0001104659-26-040310 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260407 DATE AS OF CHANGE: 20260407 EFFECTIVENESS DATE: 20260407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballston Spa Bancorp, Inc. CENTRAL INDEX KEY: 0002094107 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance EIN: 742245601 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-579386 FILM NUMBER: 26844355 BUSINESS ADDRESS: STREET 1: 990 STATE ROUTE 67 CITY: BALLSTON SPA STATE: NY BUSINESS PHONE: (518) 363-8199 MAIL ADDRESS: STREET 1: 990 STATE ROUTE 67 CITY: BALLSTON SPA STATE: NY D 1 primary_doc.xml X0708 D LIVE 0002094107 Ballston Spa Bancorp, Inc. 990 STATE RT. 67 BALLSTON SPA NY NEW YORK 12020 518-363-8651 NEW YORK None None Corporation true Chris Dowd 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Executive Officer Director John Balli 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Executive Officer James Conroy 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Executive Officer James Dodd 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Executive Officer Rich Sleasman 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Dawn Abbuhl 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Steve Obermayer 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Mike Dunn 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Paul DiCaprio 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Paul Milton 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Beth Grasso 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Theresa Skaine 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Carl Florio 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Aaron Flach 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Donald Persico 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Joseph Warren 990 State Rt. 67 Ballston Spa NY NEW YORK 12020 Director Commercial Banking Decline to Disclose 06b false 2026-03-25 false true true This offering was made in connection with the previously disclosed business combination with NBC Bancorp, Inc. pursuant to the Agreement and Plan of Merger, dated as of September 23, 2025. 100000 Griffin Financial Group 000119004 None None 669 River Drive Suite 201 Elmwood Park NY NEW YORK 07407 CT CONNECTICUT ME MAINE MA MASSACHUSETTS NH NEW HAMPSHIRE NY NEW YORK PA PENNSYLVANIA RI RHODE ISLAND VT VERMONT false Brean Capital, LLC 000023723 None None Two Alliance Center 3560 Lenox Road NE Suite 1260 Atlanta GA GEORGIA 30326 FL FLORIDA GA GEORGIA NJ NEW JERSEY NY NEW YORK VA VIRGINIA WY WYOMING false 26000000 26000000 0 false 25 520000 0 0 false Ballston Spa Bancorp, Inc. /s/ James Dodd James Dodd EVP / CFO 2026-04-07