0002078900-25-000001.txt : 20250730 0002078900-25-000001.hdr.sgml : 20250730 20250730161917 ACCESSION NUMBER: 0002078900-25-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20250730 DATE AS OF CHANGE: 20250730 EFFECTIVENESS DATE: 20250730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. CENTRAL INDEX KEY: 0002078900 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-553258 FILM NUMBER: 251167331 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D 1 primary_doc.xml X0708 D LIVE 0002078900 Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 (212) 739-0700 DELAWARE None None Limited Partnership true 2025 n/a Guggenheim Investments Private Debt Fund IV GP, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Promoter n/a Guggenheim Corporate Funding, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Promoter Kevin H. Gundersen 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Joseph McCurdy 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Russell W. Parks III 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Daniel M. Montegari 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Alastair McKeever 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false true false true false 0 Guggenheim Funds Distributors, LLC 39805 None None 227 West Monroe Street 7th Floor Chicago IL ILLINOIS 60606 All States true First Avenue Partners LLP None None None Swan House 17-19 Stratford Place London X0 UNITED KINGDOM W1C 1BQ true FAP USA, L.P. 145860 None None 461 Fifth Avenue 14th Floor New York NY NEW YORK 10017 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING true Indefinite 0 Indefinite false 0 10000000 true 0 The figure disclosed above reflects estimated amounts expected to be paid to placement agent in respect of sales under Regulation D, based on an estimated Total Offering Amount, and includes amounts expected to be paid to an affiliate of Guggenheim. 0 false Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. /s/ Robert A. Saperstein Robert A. Saperstein CCO of the Sole Member of the GP of Issuer 2025-07-30