0002073703-25-000001.txt : 20250926 0002073703-25-000001.hdr.sgml : 20250926 20250926152330 ACCESSION NUMBER: 0002073703-25-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20250926 DATE AS OF CHANGE: 20250926 EFFECTIVENESS DATE: 20250926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: InvestX Series (APP-U1), a Series of InvestX Master LLC CENTRAL INDEX KEY: 0002073703 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-558927 FILM NUMBER: 251349913 BUSINESS ADDRESS: STREET 1: 19 FULTON STREET STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-390-9270 MAIL ADDRESS: STREET 1: 19 FULTON STREET STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10038 D 1 primary_doc.xml X0708 D LIVE 0002073703 InvestX Series (APP-U1), a Series of InvestX Master LLC 19 FULTON STREET SUITE 300 NEW YORK NY NEW YORK 10038 212-390-9270 DELAWARE None None Limited Liability Company true 2025 null InvestX Master GP1 Inc. 19 Fulton Street Suite 300 New York NY NEW YORK 10038 Director Manager of the Issuer null InvestX Markets LLC 19 Fulton Street Suite 300 New York NY NEW YORK 10038 Promoter Affiliate of Manager of the Issuer null Great Lakes Fund Solutions, Inc. 500 Park Avenue Suite 114 Lake Villa IL ILLINOIS 60046 Executive Officer Administrative Manager of the Issuer Robert McLamore c/o Great Lakes Fund Solutions, Inc. 500 Park Avenue, Suite 114 Lake Villa IL ILLINOIS 60046 Executive Officer Officer of the Administrative Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.1 false 2025-09-12 false true false 30000 Paul Lee 5541067 Kingswood Capital Partners, LLC 288898 110 E. Wilshire Avenue Suite 301 Fullerton CA CALIFORNIA 92832 NJ NEW JERSEY CA CALIFORNIA false Neil Chamberlin 3121440 Sunbelt Securities, Inc. 42180 811 N. Main Street Jasper TX TEXAS 75951 TX TEXAS false Chunyan Yang 7079387 NI Advisors 134502 1138 Cadillac Court Milpitas CA CALIFORNIA 95035 OR OREGON false Morris Nut 2891940 Kingswood Capital Partners, LLC 288898 1730 S. Germantown Road Suite 224 Germantown TN TENNESSEE 38138 TN TENNESSEE false Marcus New 7235082 InvestX Markets LLC 148248 1055 West Hastings Street Suite 1420 Vancouver A1 BRITISH COLUMBIA, CANADA V6E 2E9 FL FLORIDA CO COLORADO MI MICHIGAN false Laura Bladek 7135901 InvestX Markets LLC 148248 19 Fulton Street Suite 300 New York NY NEW YORK 10038 NY NEW YORK false Alejandro Levy 6202422 InvestX Markets LLC 148248 19 Fulton Street Suite 300 New York NY NEW YORK 10038 OH OHIO CA CALIFORNIA false Peter J. Sarner 2561791 B Riley Wealth Management 2543 100-1 Joshuatown Road Lyme CT CONNECTICUT 06371 CT CONNECTICUT MN MINNESOTA FL FLORIDA NV NEVADA NJ NEW JERSEY false James Swinney 5111350 B Riley Wealth Management 2543 40 South Main Suite 1600 Memphis TN TENNESSEE 38103 NY NEW YORK false Alto Securities, LLC 318536 None None 500 11th Avenue North Suite 790 Nashville TN TENNESSEE 37203 AK ALASKA false Indefinite 3164444 Indefinite false 28 117225 true 0 The issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's commitment to such broker-dealer. In addition, selling agents may receive a third of the carried interest. 298194 true Represents 3.0% upfront management fee and a 5.0% setup fee to the Manager, plus a 2.0% services fee paid to InvestX Markets LLC. false InvestX Series (APP-U1), a Series of InvestX Master LLC /s/ Marcus A. New Marcus A. New Authorized Signatory 2025-09-25