0002073555-25-000002.txt : 20251120 0002073555-25-000002.hdr.sgml : 20251120 20251120161950 ACCESSION NUMBER: 0002073555-25-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20251120 DATE AS OF CHANGE: 20251120 EFFECTIVENESS DATE: 20251120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TSW Small Cap Opportunities Fund CENTRAL INDEX KEY: 0002073555 ORGANIZATION NAME: EIN: 331953581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-549385 FILM NUMBER: 251503278 BUSINESS ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781.932.4010 MAIL ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 D/A 1 primary_doc.xml X0708 D/A LIVE 0002073555 TSW Small Cap Opportunities Fund C/O GLOBAL TRUST COMPANY 12 GILL STREET, SUITE 2600 WOBURN MA MASSACHUSETTS 01801 781.932.4010 DELAWARE None None Other The Issuer is a protected series of TSW Fund Management Company LLC. true 2024 - - Global Trust Company 12 Gill Street, Suite 2600 Woburn MA MASSACHUSETTS 01801 Director Manager of the Issuer - - Thompson, Siegel & Walmsley LLC c/o Global Trust Company 12 Gill Street, Suite 2600 Woburn MA MASSACHUSETTS 01801 Promoter Investment Adviser to the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0002073555-25-000001 2025-01-31 true true true false 0 Indefinite 4871419 Indefinite false 3 0 0 2135 true Fees paid vary based on the assets of the Issuer fund. Thompson, Siegel & Walmsley LLC has been paid $0 in advisory fees to date, and Global Trust Company has been paid approximately $2,135 in management fees to date. false TSW Small Cap Opportunities Fund /John Joseph McAree/ John Joseph McAree Senior Vice President of the Issuer's Manager 2025-11-20