0002034299-24-000001.txt : 20241213 0002034299-24-000001.hdr.sgml : 20241213 20241213080517 ACCESSION NUMBER: 0002034299-24-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20241213 DATE AS OF CHANGE: 20241213 EFFECTIVENESS DATE: 20241213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U.S. Capital RIA Financial Investors, LLC CENTRAL INDEX KEY: 0002034299 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-531996 FILM NUMBER: 241546864 BUSINESS ADDRESS: STREET 1: 10 E 53RD STREET STREET 2: SUITE 1400 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-478-9200 MAIL ADDRESS: STREET 1: 10 E 53RD STREET STREET 2: SUITE 1400 CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0708 D LIVE 0002034299 U.S. Capital RIA Financial Investors, LLC 4444 WESTHEIMER ROAD SUITE G500 HOUSTON TX TEXAS 77027 212-478-9200 DELAWARE None None Limited Liability Company true 2024 Gerald Haig Ariyan 10 E. 53rd Street Suite 1400 New York NY NEW YORK 10022 Executive Officer Chairman of U.S. Capital Wealth, LLC, Manager of U.S. Capital RIA Financial Investors, LLC Michael Zabik 10 E. 53rd Street Suite G500 New York NY NEW YORK 10022 Executive Officer President of U.S. Capital Wealth, LLC, Manager of U.S. Capital RIA Financial Investors, LLC Other Banking and Financial Services Decline to Disclose 06b false 2024-04-11 false true true 0 Indefinite 10078645 Indefinite false 61 0 0 0 false U.S. Capital RIA Financial Investors, LLC /s/ Gerald Haig Ariyan Gerald Haig Ariyan Chairman of U.S. Capital Wealth, LLC, its Manager 2024-12-11