0002027690-25-000002.txt : 20250818 0002027690-25-000002.hdr.sgml : 20250818 20250818153622 ACCESSION NUMBER: 0002027690-25-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20250818 DATE AS OF CHANGE: 20250818 EFFECTIVENESS DATE: 20250818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Fund III, LP CENTRAL INDEX KEY: 0002027690 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720 FILM NUMBER: 251227710 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Investors III, LLC CENTRAL INDEX KEY: 0002028084 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720-02 FILM NUMBER: 251227712 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Parallel Fund III, LP CENTRAL INDEX KEY: 0002028574 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720-03 FILM NUMBER: 251227713 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Family Investors III, LLC CENTRAL INDEX KEY: 0002027692 ORGANIZATION NAME: EIN: 992373795 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720-01 FILM NUMBER: 251227711 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 D/A 1 primary_doc.xml X0708 D/A LIVE 0002027690 AUA Private Equity Fund III, LP 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Partnership true 2023 0002028574 AUA Private Equity Parallel Fund III, LP 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Partnership true 2023 0002028084 AUA Private Equity Investors III, LLC 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Liability Company true 2024 0002027692 AUA Private Equity Family Investors III, LLC 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Liability Company true 2024 n/a AUA Private Equity Investments GP III, LP One North Clematis Street Suite 500 West Palm Beach FL FLORIDA 33401 Executive Officer Manager of the Managing Member n/a AUA Private Equity GP III, LLC One North Clematis Street Suite 500 West Palm Beach FL FLORIDA 33401 Executive Officer The General Partner of the GP ("Top GP") n/a AUA Carry Partner Holdings III, LLC One North Clematis Street Suite 500 West Palm Beach FL FLORIDA 33401 Executive Officer Sole Member of the Top GP n/a AUA Investment Management, LLC One North Clematis Street Suite 500 West Palm Beach FL FLORIDA 33401 Executive Officer The Managing Member of AUA Private Equity Investors III, LLC and AUA Private Equity Family Investors III, LLC (the "Managing Member") Andrew Unanue One North Clematis Street Suite 500 West Palm Beach FL FLORIDA 33401 Executive Officer Manager of the Managing Member and Manager of the sole member of the Top GP Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 3C.7 true 0002027690-25-000001 2024-08-21 true true false 0 GT Securities, Inc. 116012 None None 12130 Millennium Dr., Suite 300 Los Angeles CA CALIFORNIA 90094 All States false Moelis & Company LLC 145115 None None 399 Park Avenue, 4th Floor New York NY NEW YORK 10022 All States false Four Points Capital Partners LLC 43149 None None 55A E. Ridgewood Avenue Suite 12 Ridgewood NJ NEW JERSEY 07450 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Thomas Capital Group, Inc. 45180 None None 1915 49th St Ct NW Gig Harbor WA WASHINGTON 98335 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT FL FLORIDA IN INDIANA NE NEBRASKA NY NEW YORK OH OHIO PA PENNSYLVANIA VA VIRGINIA WA WASHINGTON false Indefinite 226686000 Indefinite false 67 7000000 true 0 0 false AUA Private Equity Fund III, LP /s/ Andrew Unanue Andrew Unanue Manager of the sole member of the Top GP 2025-08-18 AUA Private Equity Parallel Fund III, LP /s/ Andrew Unanue Andrew Unanue Manager of the sole member of the Top GP 2025-08-18 AUA Private Equity Investors III, LLC /s/ Andrew Unanue Andrew Unanue Manager of the Managing Member 2025-08-18 AUA Private Equity Family Investors III, LLC /s/ Andrew Unanue Andrew Unanue Manager of the Managing Member 2025-08-18