0002027690-24-000001.txt : 20240725 0002027690-24-000001.hdr.sgml : 20240725 20240725112935 ACCESSION NUMBER: 0002027690-24-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240725 DATE AS OF CHANGE: 20240725 EFFECTIVENESS DATE: 20240725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Fund III, LP CENTRAL INDEX KEY: 0002027690 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720 FILM NUMBER: 241140602 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Investors III, LLC CENTRAL INDEX KEY: 0002028084 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720-02 FILM NUMBER: 241140604 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Parallel Fund III, LP CENTRAL INDEX KEY: 0002028574 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720-03 FILM NUMBER: 241140605 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUA Private Equity Family Investors III, LLC CENTRAL INDEX KEY: 0002027692 ORGANIZATION NAME: IRS NUMBER: 992373795 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-519720-01 FILM NUMBER: 241140603 BUSINESS ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 851-9500 MAIL ADDRESS: STREET 1: 1 NORTH CLEMATIS STREET, SUITE 500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 D 1 primary_doc.xml X0708 D LIVE 0002027690 AUA Private Equity Fund III, LP 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Partnership true 2023 0002028574 AUA Private Equity Parallel Fund III, LP 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Partnership true 2023 0002028084 AUA Private Equity Investors III, LLC 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Liability Company true 2024 0002027692 AUA Private Equity Family Investors III, LLC 1 NORTH CLEMATIS STREET, SUITE 500 WEST PALM BEACH FL FLORIDA 33401 (561) 851-9500 DELAWARE None None Limited Liability Company true 2024 n/a AUA Private Equity Investments GP III, LP One North Clematis Street Suite 307 West Palm Beach FL FLORIDA 33401 Executive Officer Manager of the Managing Member n/a AUA Private Equity GP III, LLC One North Clematis Street Suite 307 West Palm Beach FL FLORIDA 33401 Executive Officer The General Partner of the GP ("Top GP") n/a AUA Carry Partner Holdings III, LLC One North Clematis Street Suite 307 West Palm Beach FL FLORIDA 33401 Executive Officer Sole Member of the Top GP n/a AUA Investment Management, LLC One North Clematis Street Suite 307 West Palm Beach FL FLORIDA 33401 Executive Officer The Managing Member of AUA Private Equity Investors III, LLC and AUA Private Equity Family Investors III, LLC (the "Managing Member") Andrew Unanue One North Clematis Street Suite 307 West Palm Beach FL FLORIDA 33401 Executive Officer Manager of the Managing Member and Manager of the sole member of the Top GP Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true true true false 0 GT Securities, Inc. 116012 None None 12130 Millennium Dr., Suite 300 Los Angeles CA CALIFORNIA 90094 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 0 Indefinite false 0 3500000 true 0 0 false AUA Private Equity Fund III, LP /s/ Andrew Unanue Andrew Unanue Manager of the sole member of the Top GP 2024-07-25 AUA Private Equity Parallel Fund III, LP /s/ Andrew Unanue Andrew Unanue Manager of the sole member of the Top GP 2024-07-25 AUA Private Equity Investors III, LLC /s/ Andrew Unanue Andrew Unanue Manager of the Managing Member 2024-07-25 AUA Private Equity Family Investors III, LLC /s/ Andrew Unanue Andrew Unanue Manager of the Managing Member 2024-07-25