0002022067-24-000001.txt : 20240510 0002022067-24-000001.hdr.sgml : 20240510 20240510154638 ACCESSION NUMBER: 0002022067-24-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 EFFECTIVENESS DATE: 20240510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV-A, L.P. CENTRAL INDEX KEY: 0002022067 ORGANIZATION NAME: IRS NUMBER: 932910430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-512985 FILM NUMBER: 24934538 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV-B, L.P. CENTRAL INDEX KEY: 0002022092 ORGANIZATION NAME: IRS NUMBER: 932918448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-512985-01 FILM NUMBER: 24934539 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D 1 primary_doc.xml X0708 D LIVE 0002022067 Guggenheim Investments Private Debt Fund IV-A, L.P. 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY NEW YORK 10017 (212) 739-0700 DELAWARE None None Limited Partnership true 2023 0002022092 Guggenheim Investments Private Debt Fund IV-B, L.P. 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY NEW YORK 10017 (212) 739-0700 DELAWARE None None Limited Partnership true 2023 n/a Guggenheim Investments Private Debt Fund IV GP, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Promoter n/a Guggenheim Corporate Funding, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Promoter Kevin H. Gundersen 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Joseph McCurdy 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Russell W. Parks III 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Daniel M. Montegari 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Alastair McKeever 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 0 Guggenheim Funds Distributors, LLC 39805 None None 227 West Monroe Street, 7th Floor Chicago IL ILLINOIS 60606 All States true Indefinite 0 Indefinite false 0 1500000 true 0 The figure disclosed above reflects estimated amounts expected to be paid to placement agent in respect of sales under Regulation D, based on an estimated Total Offering Amount, and includes amounts expected to be paid to an affiliate of Guggenheim. 0 false Guggenheim Investments Private Debt Fund IV-A, L.P. /s/ Robert Saperstein Robert Saperstein CCO of the Sole Member of the GP of Issuer 2024-05-10 Guggenheim Investments Private Debt Fund IV-B, L.P. /s/ Robert Saperstein Robert Saperstein CCO of the Sole Member of the GP of Issuer 2024-05-10