0001493152-24-025388.txt : 20240627 0001493152-24-025388.hdr.sgml : 20240627 20240627103348 ACCESSION NUMBER: 0001493152-24-025388 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240627 DATE AS OF CHANGE: 20240627 EFFECTIVENESS DATE: 20240627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carl Marks Strategic Opportunities Fund IV, L.P. CENTRAL INDEX KEY: 0002021388 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-517094 FILM NUMBER: 241076094 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-8400 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0708 D LIVE 0002021388 Carl Marks Strategic Opportunities Fund IV, L.P. 900 THIRD AVENUE 33RD FLOOR NEW YORK NY NEW YORK 10022 212-909-8400 DELAWARE None None Limited Partnership true 2024 - Carl Marks GP IV, LLC 900 Third Avenue 33rd Floor New York NY NEW YORK 10022 Executive Officer General Partner - Carl Marks Management Company, LLC 900 Third Avenue 33rd Floor New York NY NEW YORK 10022 Executive Officer Investment Manager Michael Lee 900 Third Avenue 33rd Floor New York NY NEW YORK 10022 Executive Officer Andrew M. Boas 900 Third Avenue 33rd Floor New York NY NEW YORK 10022 Executive Officer Robert C. Ruocco 900 Third Avenue 33rd Floor New York NY NEW YORK 10022 Executive Officer James F. Wilson 900 Third Avenue 33rd Floor New York NY NEW YORK 10022 Executive Officer Esteban Rakela 900 Third Avenue 33rd Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.7 false true false true false 0 Indefinite 0 Indefinite false 0 0 0 0 true The Investment Manager will receive a fee based on the net asset value of the fund and the General Partner may receive carried interest as more fully set forth in the offering materials. false Carl Marks Strategic Opportunities Fund IV, L.P. /s/ Robert C. Ruocco Robert C. Ruocco Principal 2024-06-27