0002017702-24-000001.txt : 20240528 0002017702-24-000001.hdr.sgml : 20240528 20240528171634 ACCESSION NUMBER: 0002017702-24-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240528 DATE AS OF CHANGE: 20240528 EFFECTIVENESS DATE: 20240528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGSWOOD CAPITAL OPPORTUNITIES FUND III-A, L.P. CENTRAL INDEX KEY: 0002017702 ORGANIZATION NAME: IRS NUMBER: 992121649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-514439 FILM NUMBER: 24993041 BUSINESS ADDRESS: STREET 1: 11812 SAN VICENTE BLVD., SUITE 604 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: (424) 200-6601 MAIL ADDRESS: STREET 1: 11812 SAN VICENTE BLVD., SUITE 604 CITY: LOS ANGELES STATE: CA ZIP: 90049 D 1 primary_doc.xml X0708 D LIVE 0002017702 KINGSWOOD CAPITAL OPPORTUNITIES FUND III-A, L.P. 11812 SAN VICENTE BLVD., SUITE 604 LOS ANGELES CA CALIFORNIA 90049 (424) 200-6601 DELAWARE None None Limited Partnership true 2024 ALEX WOLF 11812 SAN VICENTE BLVD., SUITE 604 LOS ANGELES CA CALIFORNIA 90049 Executive Officer Promoter JAMES RENNA 11812 SAN VICENTE BLVD., SUITE 604 LOS ANGELES CA CALIFORNIA 90049 Executive Officer Promoter MICHAEL NIEGSCH 11812 SAN VICENTE BLVD., SUITE 604 LOS ANGELES CA CALIFORNIA 90049 Executive Officer Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true false true true false 0 LAZARD FRERES & CO. LLC 2528 None None 30 ROCKEFELLER PLAZA NEW YORK NY NEW YORK 10020 All States false LAZARD & CO., LIMITED None None None 30 ROCKEFELLER PLAZA NEW YORK NY NEW YORK 10020 true 1000000000 0 1000000000 The general partner of the Issues reserves the right to offer a greater or lesser amount of limited partner interests. The Total Offering Amount and Total Remaining to be Sold are aggregated between the Issuer and its related parallel fund. false 0 0 true 0 true Placement agent fees to be paid based upon an established fee schedule. 0 true The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials. false KINGSWOOD CAPITAL OPPORTUNITIES FUND III-A, L.P. /S/ ALEX WOLF ALEX WOLF MANAGING MEMBER OF THE GP OF THE GP OF THE APPLICANT 2024-05-28