0001137439-24-000556.txt : 20240202 0001137439-24-000556.hdr.sgml : 20240202 20240202155653 ACCESSION NUMBER: 0001137439-24-000556 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 EFFECTIVENESS DATE: 20240202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Structured Products Opportunities Series, a series of MacKay Shields Series Fund LLC CENTRAL INDEX KEY: 0002009635 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-504297 FILM NUMBER: 24591135 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-758-5400 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 D 1 primary_doc.xml X0708 D LIVE 0002009635 Structured Products Opportunities Series, a series of MacKay Shields Series Fund LLC 1345 Avenue of the Americas 43rd Floor New York NY NEW YORK 10105 212-758-5400 DELAWARE None None Limited Liability Company true 2023 N/A MacKay Shields LLC 1345 Avenue of the Americas 43rd Floor New York NY NEW YORK 10105 Promoter Investment Manager of the Issuer N/A MacKay Shields Series Fund Managing Member LLC 1345 Avenue of the Americas 43rd Floor New York NY NEW YORK 10105 Promoter Managing Member of the Issuer John M. Loffredo 155 Village Boulevard Suite 305 Princeton NJ NEW JERSEY 08540 Executive Officer Executive Managing Director of MacKay Shields LLC Robert A. DiMella 1960 E. Grand Avenue Suite 370 El Segundo CA CALIFORNIA 90245 Executive Officer Executive Managing Director of MacKay Shields LLC Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2024-01-18 true true false 0 NYLife Distributors LLC 35350 None None 30 Hudson Street Jersey City NJ NEW JERSEY 07302 All States false Indefinite 23425774 Indefinite false 5 0 0 The Investment Manager of the Issuer shares a portion of its management fee received from the Issuer with one or more of the Issuer's placement agents. Such placement agents may receive other fees (e.g. sales loads) payable directly 0 [cont'd from Item 15] to the placement agent (outside the Issuer) in addition to (and not deducted from) investment amounts; the amount of such fees are unknown to the Issuer and the Investment Manager. false Structured Products Opportunities Series, a series of MacKay Shields Series Fund LLC /s/Rene Bustamante Rene Bustamante Executive Managing Director of the Investment Manager 2024-02-02