0002007564-25-000004.txt : 20250509 0002007564-25-000004.hdr.sgml : 20250509 20250509131122 ACCESSION NUMBER: 0002007564-25-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20250509 DATE AS OF CHANGE: 20250509 EFFECTIVENESS DATE: 20250509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Griffin Capital Qualified Opportunity Zone Fund IV, L.P. CENTRAL INDEX KEY: 0002007564 ORGANIZATION NAME: EIN: 933642849 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-506666 FILM NUMBER: 25929405 BUSINESS ADDRESS: STREET 1: GRIFFIN CAPITAL PLAZA STREET 2: 266 KANSAS STREET CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: (310) 469-6100 MAIL ADDRESS: STREET 1: GRIFFIN CAPITAL PLAZA STREET 2: 266 KANSAS STREET CITY: EL SEGUNDO STATE: CA ZIP: 90245 D/A 1 primary_doc.xml X0708 D/A LIVE 0002007564 Griffin Capital Qualified Opportunity Zone Fund IV, L.P. GRIFFIN CAPITAL PLAZA 266 KANSAS STREET EL SEGUNDO CA CALIFORNIA 90245 (310) 469-6100 DELAWARE None None Limited Partnership true 2023 Kevin A. Shields Griffin Capital Plaza 266 Kansas Street El Segundo CA CALIFORNIA 90245 Executive Officer Co-Chief Executive Officer of the General Partner of the Issuer N/A Griffin Capital Company, LLC Griffin Capital Plaza 266 Kansas Street El Segundo CA CALIFORNIA 90245 Executive Officer Sponsor of the Issuer N/A Griffin Capital QOZ IV, LLC Griffin Capital Plaza 266 Kansas Street El Segundo CA CALIFORNIA 90245 Executive Officer General Partner of the Issuer Other Real Estate Decline to Disclose 06b 3C 3C.5 true 0002007564-25-000003 2024-02-16 false true true false 150000 DFPG Investments, LLC 155576 None None 9017 S. Riverside Drive Suite 210 Sandy UT UTAH 84070 CA CALIFORNIA CO COLORADO ID IDAHO MO MISSOURI NJ NEW JERSEY OR OREGON PA PENNSYLVANIA UT UTAH false Scott Aitken 5956581 Cetera Advisors LLC 10299 950 West Elliot Road Suite 126 Tempe AZ ARIZONA 85264 AZ ARIZONA false Lawrence Bell 2227247 Purshe Kaplan Sterling Investments 35747 4 Campus Drive Parsippany NJ NEW JERSEY 07054 NJ NEW JERSEY false Robert Armstrong, Jr. 2256775 Purshe Kaplan Sterling Investments 35747 4 Campus Drive Parsippany NJ NEW JERSEY 07054 NJ NEW JERSEY false Craig Bartlett 2653083 Osaic FA, Inc. 3978 61 South Paramus Road Suite 425 Paramus NJ NEW JERSEY 07652 NJ NEW JERSEY false Shafiq Jadavij 6274665 Cetera Advisor Networks LLC 13572 6425 Powers Ferry Road Suite 290 Atlanta GA GEORGIA 30339 TX TEXAS false Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 AZ ARIZONA CA CALIFORNIA CO COLORADO IL ILLINOIS MI MICHIGAN NY NEW YORK VA VIRGINIA false MML Investors Services, LLC 10409 None None 1295 State Street Springfield MA MASSACHUSETTS 01111 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA ME MAINE MI MICHIGAN NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA false Trevor Wilde 4238789 Cetera Advisors LLC 10299 7025 North Scottsdale Road Suite 115 & 110 Scottsdale AZ ARIZONA 85253 AZ ARIZONA CA CALIFORNIA NV NEVADA false Ataul Azad 6693659 Saxony Securities, Inc. 115547 4512 Legacy Drive Suite 100 Plano TX TEXAS 75024 CA CALIFORNIA false Gregg Hartmann 2261157 Cetera Investment Services LLC 15340 5299 DTC Boulevard Suite 800 Greenwood Village CO COLORADO 80111 TX TEXAS false Andrew Baker Woolworth, Jr. 4407177 Stifel, Nicolaus & Company, Incorporated 793 1095 Avenue of the Americas 3rd & 4th Floors New York NY NEW YORK 10036 FL FLORIDA NJ NEW JERSEY NY NEW YORK false Jason Weaver 2809696 Purshe Kaplan Sterling Investments 35747 101 Main Street Suite 220 Huntington Beach CA CALIFORNIA 92648 CA CALIFORNIA false Joseph Polanski, Jr. 1099754 Cetera Advisor Networks LLC 13572 2301 Rosecrans Avenue #5100 El Segundo CA CALIFORNIA 90245 GA GEORGIA false Blake Furgerson 6055795 Stifel, Nicolaus & Company, Incorporated 793 300 Throckmorton Street Suite 1400 Fort Worth TX TEXAS 76102 TX TEXAS false Mark Sherin 1291532 Osaic FA, Inc. 3978 31111 Agoura Road Suite 200 Westlake Village CA CALIFORNIA 91361 CA CALIFORNIA false Matthew Chancey 5645874 Realta Equities, Inc. 23769 12636 High Bluff Drive Suite 300 San Diego CA CALIFORNIA 92130 FL FLORIDA false Robert Decker 2946765 Stifel, Nicolaus & Company, Incorporated 793 200 NIBCO Parkway Suite 300 Elkhart IN INDIANA 46516 IN INDIANA false Marc Seeherman 1131557 Calton & Associates, Inc. 20999 2701 North Rocky Point Drive Suite 1000 Tampa FL FLORIDA 33607 MI MICHIGAN false Daniel Randall 2140188 Osaic FS, Inc. 3870 900 Ridgefield Drive Suite 130 Raleigh NC NORTH CAROLINA 27609 NC NORTH CAROLINA false Melvin Gross 230866 Osaic FS, Inc. 3870 4848 Loop Central Drive Suite 1005 Houston TX TEXAS 77081 TX TEXAS false Robin Edgar 2017918 Concorde Investment Services, LLC 151604 5775 Wayzata Boulevard Suite 700 St. Louis MN MINNESOTA 55416 MN MINNESOTA false Avantax Investment Services, Inc. 13686 None None 3200 Olympus Boulevard Suite 100 Dallas TX TEXAS 75019 AZ ARIZONA CA CALIFORNIA IL ILLINOIS NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA TX TEXAS WY WYOMING false Independent Financial Group, LLC 7717 None None 12671 High Bluff Drive Suite 200 San Diego CA CALIFORNIA 92130 AZ ARIZONA CA CALIFORNIA MT MONTANA NM NEW MEXICO PA PENNSYLVANIA false John Litscher 4215341 Osaic Wealth, Inc. 23131 406 Science Drive Suite 310 Madison WI WISCONSIN 53711 WI WISCONSIN false Taher Gilani 2381502 Calton & Associates, Inc. 20999 2701 North Rocky Point Drive Suite 1000 Tampa FL FLORIDA 33607 CA CALIFORNIA false Kathleen Oberneder 4385405 Calton & Associates, Inc. 20999 7500 Rialto Boulevard Building 1 Suite 250 Austin TX TEXAS 78735 WI WISCONSIN false Kalvin Sid 4748194 Next Financial Group, Inc. 46214 1710 S. Amphlett Boulevard Suite 128 San Mateo CA CALIFORNIA 94402 CA CALIFORNIA false Trawnegan Gall 6266415 WealthForge Securities, LLC 152550 3015 West Moore Street Suite 102 Richmond VA VIRGINIA 23230 CA CALIFORNIA false Christopher Hasling 4885779 Cetera Advisor Networks LLC 13572 901 Marquette Avenue Suite 2800 Minneapolis MN MINNESOTA 55402 MN MINNESOTA false Alvin Spencer 2399550 Stifel, Nicolaus & Company, Incorporated 793 One Northwestern Plaza 28411 Northwestern Highway Southfield MI MICHIGAN 48034 MI MICHIGAN false Jack Michaletz 5773608 DAI Securities, LLC 36673 150 St. Andrews Court Suite 210 Mankato MN MINNESOTA 56001 MN MINNESOTA false 500000000 222458220 277541780 Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion. false 430 32500000 true 0 true Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fees that may be paid. 3750000 true Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons. false Griffin Capital Qualified Opportunity Zone Fund IV, L.P. /s/ Daniel Snell Daniel Snell Chief Financial Officer/Treasurer of the GP of the Issuer 2025-05-09