0002003475-23-000001.txt : 20231207 0002003475-23-000001.hdr.sgml : 20231207 20231207165428 ACCESSION NUMBER: 0002003475-23-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 EFFECTIVENESS DATE: 20231207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Grove Funding III Inc. CENTRAL INDEX KEY: 0002003475 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-499088 FILM NUMBER: 231472972 BUSINESS ADDRESS: STREET 1: 190 SOUTH LASALLE STREET STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: (312) 325-7700 MAIL ADDRESS: STREET 1: 190 SOUTH LASALLE STREET STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60603 D 1 primary_doc.xml X0708 D LIVE 0002003475 Grove Funding III Inc. 190 SOUTH LASALLE STREET SUITE 2400 CHICAGO IL ILLINOIS 60603 (312) 325-7700 DELAWARE None None Corporation true 2023 Dmitry Gasinsky 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Director Authorized Signatory under Investment Management Agreement Dennis Ainger 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Authorized Signatory under Investment Management Agreement Stephen Zacny 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Authorized Signatory under Investment Management Agreement N/A Neuberger Berman Investment Advisers LLC 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Promoter Investment Manager under Investment Management Agreement Jeffrey Mauro 10 Exchange Place Jersey City NJ NEW JERSEY 07302 Director John Morriss 10 Exchange Place Jersey City NJ NEW JERSEY 07302 Executive Officer Director President and Secretary Ken deRegt 10 Exchange Place Jersey City NJ NEW JERSEY 07302 Director Russell Gao 10 Exchange Place Jersey City NJ NEW JERSEY 07302 Director Dan Mogelnicki 10 Exchange Place Jersey City NJ NEW JERSEY 07302 Director Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2023-11-15 false true true false 0 Indefinite 50000000 Indefinite false 1 0 0 0 false Grove Funding III Inc. /s/ John Morriss John Morriss Director 2023-12-07