0001990238-24-000005.txt : 20240226 0001990238-24-000005.hdr.sgml : 20240226 20240226141543 ACCESSION NUMBER: 0001990238-24-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 EFFECTIVENESS DATE: 20240226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Small Bay I DST CENTRAL INDEX KEY: 0001990238 ORGANIZATION NAME: IRS NUMBER: 922921609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-490524 FILM NUMBER: 24676842 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 833-697-6246 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 D/A 1 primary_doc.xml X0708 D/A LIVE 0001990238 NexPoint Small Bay I DST 300 CRESCENT COURT SUITE 700 DALLAS TX TEXAS 75201 833-697-6246 DELAWARE None None Other Delaware Statutory Trust true 2023 N/A NexPoint Real Estate Advisors IV, L.P. 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Sponsor of the Issuer Matthew Goetz 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Authorized Signatory of the Issuer Matt McGraner 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Authorized Signatory of the Issuer N/A NREA Small Bay I, LLC 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Manager and Signatory Trustee of the Issuer N/A NREA SB I Investment Co, LLC 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Contributor of the Issuer Other Real Estate Decline to Disclose 06c 3C 3C.5 true 0001990238-24-000004 2023-08-22 false true true false 100000 Great Point Capital LLC 114203 None None 200 West Jackson Blvd. Suite 1000 Chicago IL ILLINOIS 60606 CA CALIFORNIA CO COLORADO FL FLORIDA IA IOWA TN TENNESSEE TX TEXAS false Arkadios Capital 282710 None None 309 East Paces Ferry Road Suite 1000 Atlanta GA GEORGIA 30305 AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA MO MISSOURI NJ NEW JERSEY PA PENNSYLVANIA UT UTAH false FNEX Capital, LLC 166316 None None One Indiana Square Suite 2252 Indianapolis IN INDIANA 46204 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA ID IDAHO IA IOWA MD MARYLAND NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Capulent LLC 155155 None None 4144 N. 44th Street Ste 3 Phoenix AZ ARIZONA 85018 CT CONNECTICUT MI MICHIGAN false Centaurus Financial, Inc. 30833 None None 2300 E. Katella Avenue Suite #200 Anaheim CA CALIFORNIA 92806 CA CALIFORNIA CO COLORADO KS KANSAS OR OREGON false Emerson Equity LLC 130032 None None 155 Bovet Road Suite 725 San Mateo CA CALIFORNIA 94402 CA CALIFORNIA CO COLORADO MN MINNESOTA OR OREGON WA WASHINGTON false IDB Capital Corp. 106032 None None 1114 Avenue of the Americas New York NY NEW YORK 10036 PA PENNSYLVANIA false Infinity Financial Services 144302 None None 212 9th Street Suite 202 Oakland CA CALIFORNIA 94607 TX TEXAS false American Trust Investment Services, Inc. 3001 None None 1244 119th Street Whiting IN INDIANA 46394-1003 MA MASSACHUSETTS NC NORTH CAROLINA false Aurora Securities 46147 None None 2565 West Maple Troy MI MICHIGAN 48084 AZ ARIZONA CA CALIFORNIA OR OREGON WA WASHINGTON false Courtlandt Securities Corporation 137356 None None 3776 Howard Hughes Parkway #1-450 Las Vegas NV NEVADA 89169 CA CALIFORNIA false Coastal Equities, Inc. 23769 None None 1201 N. Orange Street Suite 729 Wilmington DE DELAWARE 19801 CA CALIFORNIA FL FLORIDA false KCD Financial, Inc. 127473 None None 3061 Allied Street Suite B Green Bay WI WISCONSIN 54304 MD MARYLAND false Wealthforge Securities, LLC 152550 None None 3015 W. Moore St. Suite 102 Richmond VA VIRGINIA 23230 CA CALIFORNIA false Realta Equities, Inc. 23769 None None 1201 N. Orange Street Suite 729 Wilmington DE DELAWARE 19801 FL FLORIDA false 59505817 37273612 22232205 Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion. false 111 5206759 true 0 true Sales Commissions include estimates of the maximum amount of Selling Commissions and Dealer Fees that may be paid. 1647035 true Item 16 is an estimate of offering expenses and acquisition/facilitation fees that may accrue to one or more Related Persons. false NexPoint Small Bay I DST /s/Brian Mitts Brian Mitts Authorized Signatory of the Issuer 2024-02-26