EX1A-3 HLDRS RTS 4 sow_ex3z1.htm FORM OF SERIES DESIGNATION

Series Designation of

Series [•], a series of Sow Good Investments, LLC

 

In accordance with the Limited Liability Company Agreement of Sow Good Investments, LLC (the “Company”) dated as of [•] (the “LLC Agreement”) and upon the execution of this Exhibit [•] by the Company and ROY, LLC in its capacity as Manager of the Company and Initial Member of Series [•], a series of Sow Good Investments, LLC (“Series [•]”), this exhibit shall be attached to, and deemed incorporated in its entirety into, the LLC Agreement as “Exhibit [•]”.

 

References to Sections and Articles set forth herein are references to Sections and Articles of the LLC Agreement, as in effect as of the effective date of establishment set forth below.

 

 

Name of Series

Series [•], a series of Sow Good Investments, LLC

 

 

Effective date of establishment

[•]

 

 

Managing Member

 

Social Investment Managers and Advisors, LLC was appointed as the Manager of Series [•] with effect from the date of the LLC Agreement and shall continue to act as the Manager of Series [•] until dissolution of Series [•]or its removal and replacement.

 

 

Initial Member

Social Investment Managers and Advisors, LLC

 

 

Management Fee

 

Purpose

 

 

 

Issuance

The maximum number of Series [•] Units the Company can issue is [•].

 

 

Number of Series __Units held by the Managing Member and its Affiliates

The Managing Member, together with its affiliates, must hold a minimum of __% and a maximum of 10% of the Series [•] Units as of the closing of the Initial Offering.

 

 

Broker

[•]

 

 

Brokerage Fee

Up to 1.0% of the purchase price of the Units from Series [•] sold at the Initial Offering of the Series [•] Units (excluding the Series [•] Units acquired by any Person other than Investor Members)

 

 

Preference Designation

No Preference Designation shall be required in connection with the issuance of Series [•] Units.

 

 

 

 

Officers

There shall initially be no specific officers associated with Series [•], although, the Managing Member may appoint Officers of Series [•] from time to time, in its sole discretion.

 

 

Aggregate Ownership Limit

 

 

 

Minimum Units

One (1) Unit per Member

 

 

Fiscal Year

 

 


 

Executed as of [•].

 

 

 

SOW GOOD INVESTMENTS, LLC

 

 

 

 

 

By: Social Investment Managers and Advisors, LLC, as manager

 

 

 

 

 

 

 

 

 

 

By:

 

 

 

 

 

 

 

Title: