0001979557-23-000002.txt : 20231205 0001979557-23-000002.hdr.sgml : 20231205 20231205162637 ACCESSION NUMBER: 0001979557-23-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 EFFECTIVENESS DATE: 20231205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon CLO Investment Grade Income Fund, Ltd. CENTRAL INDEX KEY: 0001979557 IRS NUMBER: 981728553 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-498380 FILM NUMBER: 231466951 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (212) 400-8400 MAIL ADDRESS: STREET 1: 250 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 D/A 1 primary_doc.xml X0708 D/A LIVE 0001979557 Octagon CLO Investment Grade Income Fund, Ltd. MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 (212) 400-8400 CAYMAN ISLANDS None None Other Exempted Cayman Islands Company true 2023 N/A Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Promoter Managing Member of the Onshore Fund and the Investment Manager of the Issuer Andrew D. Gordon 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Executive Officer of the Investment Manager Amy S. Adar 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Director Director of Fund, Chief Financial Officer of the Investment Manager Michael B. Nechamkin 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Investment Officer of the Investment Manager William Shaw Maples Corporate Services Limited P.O. Box 309 Ugland House Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Director of Fund Kimberly Melen Maples Corporate Services Limited P.O. Box 309 Ugland House Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Director of Fund Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001979557-23-000001 2023-12-01 true true false 0 Conning Investment Products, Inc. 120387 None None One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 51250000 Indefinite false 4 0 0 The investment manager may pay Conning between 0 and 33 1/3% of the management fees it receives. 0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. false Octagon CLO Investment Grade Income Fund, Ltd. Margaret A. Julian Margaret A. Julian Chief Compliance Officer to the Issuer's Investment Manager 2023-12-05