0001979554-23-000001.txt : 20231129 0001979554-23-000001.hdr.sgml : 20231129 20231129161539 ACCESSION NUMBER: 0001979554-23-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20231129 DATE AS OF CHANGE: 20231129 EFFECTIVENESS DATE: 20231129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon CLO Investment Grade Income Fund, LLC CENTRAL INDEX KEY: 0001979554 IRS NUMBER: 923642043 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-498377 FILM NUMBER: 231452409 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: (212) 400-8400 MAIL ADDRESS: STREET 1: 250 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 D 1 primary_doc.xml X0708 D LIVE 0001979554 Octagon CLO Investment Grade Income Fund, LLC 250 PARK AVENUE, 15TH FLOOR NEW YORK NY NEW YORK 10177 (212) 400-8400 DELAWARE None None Limited Liability Company true 2023 N/A Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Promoter Managing Member and the Investment Manager of the Issuer Andrew D. Gordon 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Executive Officer of the Investment Manager Amy S. Adar 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Financial Officer of the Investment Manager Michael B. Nechamkin 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Investment Officer of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 0 Conning Investment Products, Inc. 120387 None None One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 0 Indefinite false 0 0 0 The investment manager may pay Conning between 0 and 33 1/3% of the management fees it receives. 0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. false Octagon CLO Investment Grade Income Fund, LLC Margaret A. Julian Margaret A. Julian Chief Compliance Officer to the Issuer's Investment Manager 2023-11-29