0001974853-23-000002.txt : 20230522 0001974853-23-000002.hdr.sgml : 20230522 20230522112519 ACCESSION NUMBER: 0001974853-23-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 EFFECTIVENESS DATE: 20230522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sovereign Fund IV Blocker, LLC CENTRAL INDEX KEY: 0001974865 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-482276 FILM NUMBER: 23943100 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-5800 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D 1 primary_doc.xml X0708 D LIVE 0001974865 Sovereign Fund IV Blocker, LLC 747 THIRD AVENUE 37TH FLOOR NEW YORK NY NEW YORK 10017 212-319-5800 DELAWARE None None Limited Liability Company true 2023 Darius Sakhai 747 Third Avenue 37th Floor New York NY NEW YORK 10017 Executive Officer Principal of the Manager and Co-Founder and Principal of the Sponsor Cyrus Sakhai 747 Third Avenue 37th Floor New York NY NEW YORK 10017 Executive Officer Principal of the Manager and Co-Founder and Principal of the Sponsor William Gentile 747 Third Avenue 37th Floor New York NY NEW YORK 10017 Director Managing Director of the Manager and the Sponsor Stephan Sakhai 747 Third Avenue 37th Floor New York NY NEW YORK 10017 Director Managing Director of the Manager and the Sponsor Commercial Decline to Disclose 06b 3C 3C.5 false true false true true false 100000 Sunbelt Securities 42180 None None 2700 Post Oak Blvd. Suite 1700 Houston TX TEXAS 77056 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Orchard Securities 133378 None None 265 Garden Grove Lane Suite 100 Pleasant Grove UT UTAH 84062 All States false Landolt Securities 28352 None None 41412 N. Hwy 83 Antioch IL ILLINOIS 60002 All States false Kingswood Capital Partners 288898 None None 11440 W Bernardo Ct Suite 300 San Diego CA CALIFORNIA 92127 All States false MHL Investments 2535 None None 6900 S. 900 E. Suite 200 Midvale UT UTAH 84047 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA LA LOUISIANA MD MARYLAND MI MICHIGAN MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false The Strategic Financial Alliance, Inc. 126514 None None 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 All States false Emerson Equity 130032 None None 155 Bovet Road Suite 725 San Mateo CA CALIFORNIA 94402 All States false DAI Securities, LLC 36673 None None 2200 Century Parkway NE Suite 435 Atlanta GA GEORGIA 30345 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false 50000000 0 50000000 false 0 0 0 0 false Sovereign Fund IV Blocker, LLC Stephan Sakhai Stephan Sakhai Principal of the Manager 2023-05-22