0001973537-23-000001.txt : 20230425
0001973537-23-000001.hdr.sgml : 20230425
20230425080857
ACCESSION NUMBER: 0001973537-23-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06c
FILED AS OF DATE: 20230425
DATE AS OF CHANGE: 20230425
EFFECTIVENESS DATE: 20230425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fallback OZ Fund LLC
CENTRAL INDEX KEY: 0001973537
IRS NUMBER: 923426697
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-479845
FILM NUMBER: 23841824
BUSINESS ADDRESS:
STREET 1: 4000 HORIZONS DR
CITY: COLUMBUS
STATE: OH
ZIP: 43220
BUSINESS PHONE: 614-306-3829
MAIL ADDRESS:
STREET 1: 4000 HORIZONS DR
CITY: COLUMBUS
STATE: OH
ZIP: 43220
D
1
primary_doc.xml
X0708
D
LIVE
0001973537
Fallback OZ Fund LLC
4000 HORIZONS DR
COLUMBUS
OH
OHIO
43220
614-306-3829
OHIO
None
None
Limited Liability Company
true
2023
Kevin
J.
Kale
4000 Horizons Dr
Columbus
OH
OHIO
43220
Executive Officer
Director
Promoter
Mr. Kale is the managing member of the isser's manager.
Morgan
P.
Brown
4000 Horizons Dr
Columbus
OH
OHIO
43220
Executive Officer
Director
Promoter
Mr. Brown is a member of the isser's manager.
Joseph
K.
Wicker
4000 Horizons Dr
Columbus
OH
OHIO
43220
Executive Officer
Director
Promoter
Mr. Wicker is a member of the isser's manager.
Don
A.
Lee
4000 Horizons Dr
Columbus
OH
OHIO
43220
Executive Officer
Director
Promoter
Mr. Lee is a member of the isser's manager.
Graham
A.
Allison
4000 Horizons Dr
Columbus
OH
OHIO
43220
Executive Officer
Director
Promoter
Mr. Allison is a member of the isser's manager.
Other
Decline to Disclose
- 06c
false
true
true
true
false
1000
50000000
0
50000000
false
0
0
0
750000
true
In consideration for management services performed to the issuer, each related person is entitled to a pro rata share of an annual fee in an amount equal to 1.5% of the gross offering proceeds (up to $750,000, assuming a fully-subscribed offering).
false
Fallback OZ Fund LLC
/s/ Kevin J. Kale
Kevin J. Kale
President and CEO
2023-04-14