0001971819-23-000001.txt : 20230405 0001971819-23-000001.hdr.sgml : 20230405 20230404185319 ACCESSION NUMBER: 0001971819-23-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230404 EFFECTIVENESS DATE: 20230405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P97 Holdings, Inc. CENTRAL INDEX KEY: 0001971819 IRS NUMBER: 874758777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-477954 FILM NUMBER: 23800315 BUSINESS ADDRESS: STREET 1: 2050 W SAM HOUSTON PKWY S STREET 2: #900 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 713 588 4205 MAIL ADDRESS: STREET 1: 2050 W SAM HOUSTON PKWY S STREET 2: #900 CITY: HOUSTON STATE: TX ZIP: 77042 D 1 primary_doc.xml X0708 D LIVE 0001971819 P97 Holdings, Inc. 2050 W SAM HOUSTON PKWY S #900 HOUSTON TX TEXAS 77042 713 588 4200 DELAWARE None None Corporation true 2022 Donald Frieden c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer Director Chief Executive Officer, President, & Member of the Board Steve Moses c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer Head of HR, Security & Compliance Sharon Brown c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer VP Finance & Corporate Secretary Bryan Olivier c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer Chief Operating Officer Kevin Halloran c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer General Counsel Saurabh Choudhary c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer Head of Engineering David Nichamoff c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer Head of Product Ignatius Leonards c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Director Member of the Board Kevin Smartt c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Director Member of the Board Charles Vaslet c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Director Member of the Board Michael Passilla c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Director Member of the Board Eric Dowdell c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Director Member of the Board Karson Chang c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Director Member of the Board Daniel Ballen c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Director Member of the Board Paul Cwalina c/o P97 Holdings, Inc. 2050 W. Sam Houston Pkwy S, Suite 900 Houston TX TEXAS 77042 Executive Officer Senior Vice President, Sales Other Technology Decline to Disclose 06b false 2023-03-23 false true false 0 Pharus Securities, LLC 148002 None None 535 Fifth Ave. 25th Floor New York NY NEW YORK 10017 CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MT MONTANA NV NEVADA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false 40661289 40661289 0 false 19 0 1000000 0 false P97 Holdings, Inc. /s/ Sharon Brown Sharon Brown VP of Finance 2023-04-04