0001213900-26-030404.txt : 20260318 0001213900-26-030404.hdr.sgml : 20260318 20260318131239 ACCESSION NUMBER: 0001213900-26-030404 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20260318 DATE AS OF CHANGE: 20260318 EFFECTIVENESS DATE: 20260318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phase3 Global Rates Fund LLC CENTRAL INDEX KEY: 0001968691 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-476179 FILM NUMBER: 26767611 BUSINESS ADDRESS: STREET 1: 6501 CONGRESS AVENUE. STREET 2: SUITE 220 CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 312-858-3800 MAIL ADDRESS: STREET 1: 6501 CONGRESS AVENUE. STREET 2: SUITE 220 CITY: BOCA RATON STATE: FL ZIP: 33487 D/A 1 primary_doc.xml X0708 D/A LIVE 0001968691 Phase3 Global Rates Fund LLC 6501 CONGRESS AVENUE SUITE 220 BOCA RATON FL FLORIDA 33487 312-858-3800 DELAWARE None None Limited Liability Company true 2022 N/A Phase 3 Capital Management LLC 6501 CONGRESS AVENUE SUITE 220 BOCA RATON FL FLORIDA 33487 Executive Officer Managing Member of the Issuer Ethan S. Youderian 6501 CONGRESS AVENUE SUITE 220 BOCA RATON FL FLORIDA 33487 Executive Officer Founding Principal and CEO of the Managing Member of the Issuer Shane B. Hoover 6501 CONGRESS AVENUE SUITE 220 BOCA RATON FL FLORIDA 33487 Executive Officer Founding Principal of the Managing Member of the Issuer Karim S. Alwan 6501 CONGRESS AVENUE SUITE 220 BOCA RATON FL FLORIDA 33487 Executive Officer Founding Principal of the Managing Member of the Issuer Eric M. White 6501 CONGRESS AVENUE SUITE 220 BOCA RATON FL FLORIDA 33487 Executive Officer CFO of the Managing Member of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001013762-25-000552 2022-08-01 true true false 1000000 Indefinite 20501206 Indefinite false 9 0 0 0 The Managing Member is entitled to an Incentive Allocation and Management Fee. The Incentive Allocation and the Management Fee are discussed in the Issuer's confidential offering materials. false Phase3 Global Rates Fund LLC /s/ Ethan S.Youderian Ethan S.Youderian Founding Principal & CEO of the Managing Mbr. of the Issuer 2026-03-18