0001013762-25-000552.txt : 20250318 0001013762-25-000552.hdr.sgml : 20250318 20250318153858 ACCESSION NUMBER: 0001013762-25-000552 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20250318 DATE AS OF CHANGE: 20250318 EFFECTIVENESS DATE: 20250318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phase3 Global Rates Fund LLC CENTRAL INDEX KEY: 0001968691 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-476179 FILM NUMBER: 25747959 BUSINESS ADDRESS: STREET 1: 650 DUNDEE ROAD STREET 2: SUITE 470 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 312-858-3806 MAIL ADDRESS: STREET 1: 650 DUNDEE ROAD STREET 2: SUITE 470 CITY: NORTHBROOK STATE: IL ZIP: 60062 D/A 1 primary_doc.xml X0708 D/A LIVE 0001968691 Phase3 Global Rates Fund LLC 650 DUNDEE ROAD SUITE 470 NORTHBROOK IL ILLINOIS 60062 312-858-3806 DELAWARE None None Limited Liability Company true 2022 N/A Phase 3 Capital Management LLC 650 Dundee Road Suite 470 Northbrook IL ILLINOIS 60062 Executive Officer Managing Member of the Issuer Ethan S. Youderian 650 Dundee Road Suite 470 Northbrook IL ILLINOIS 60062 Executive Officer Founding Principal and CEO of the Managing Member of the Issuer Shane B. Hoover 650 Dundee Road Suite 470 Northbrook IL ILLINOIS 60062 Executive Officer Founding Principal of the Managing Member of the Issuer Karim S. Alwan 650 Dundee Road Suite 470 Northbrook IL ILLINOIS 60062 Executive Officer Founding Principal of the Managing Member of the Issuer Eric M. White 650 Dundee Road Northbrook IL ILLINOIS 60062 Executive Officer CFO of the Managing Member of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001209191-23-019503 2022-08-01 true true false 1000000 Indefinite 18600000 Indefinite false 3 0 0 0 The Managing Member is entitled to an Incentive Allocation and Management Fee. The Incentive Allocation and the Management Fee are discussed in the Issuer's confidential offering materials. false Phase3 Global Rates Fund LLC /s/ Ethan S. Youderian Ethan S. Youderian Founding Principal & CEO of the Managing Mbr. of the Issuer 2025-03-18