0001958410-23-000007.txt : 20230822 0001958410-23-000007.hdr.sgml : 20230822 20230822111135 ACCESSION NUMBER: 0001958410-23-000007 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) ITEM INFORMATION: Section 3(c)(6) FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 EFFECTIVENESS DATE: 20230822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SROA Capital Fund IX, LP CENTRAL INDEX KEY: 0001958410 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-478415 FILM NUMBER: 231191486 BUSINESS ADDRESS: STREET 1: 2751 SOUTH DIXIE HWY, SUITE 450 CITY: WEST PALM BEACH STATE: FL ZIP: 33405 BUSINESS PHONE: 561-412-4712 MAIL ADDRESS: STREET 1: 2751 SOUTH DIXIE HWY, SUITE 450 CITY: WEST PALM BEACH STATE: FL ZIP: 33405 D/A 1 primary_doc.xml X0708 D/A LIVE 0001958410 SROA Capital Fund IX, LP 2751 SOUTH DIXIE HWY, SUITE 450 WEST PALM BEACH FL FLORIDA 33405 561-412-4712 DELAWARE None None Limited Partnership true 2022 General Partner SROA Capital Fund IX GP, LLC c/o SROA Capital, LLC 2751 South Dixie Hwy, Suite 450 West Palm Beach FL FLORIDA 33405 Promoter General Partner of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.5 3C.6 true 0001958410-23-000004 2023-04-12 true true true true Limited Partnership Interests false 0 Christopher McGhee 2682131 Finalis Securities LLC 305908 228 Park Ave South Suite 85550 New York NY NEW YORK 10003 All States false Boustead Securities, LLC 141391 None None 6 Venture, Suite 395 Irvine CA CALIFORNIA 92618 All States false Further Capital Partners Ltd. None None None 8 Wellington Street East, 4th Floor Toronto A6 ONTARIO, CANADA M5E 1C5 true Keel Harbour Capital Limited None None None 2 Church Street Brighton X0 UNITED KINGDOM BN1 1UJ true Indefinite 160085000 Indefinite false 7 0 0 Commissions cannot be determined at this time. 0 true Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management, management services, and administrative fees, the amounts of which cannot be estimated at this time. false SROA Capital Fund IX, LP /s/ Benjamin S. Macfarland III Benjamin S. Macfarland III Manager of the General Partner of the Issuer 2023-08-22