0001958410-23-000004.txt : 20230411 0001958410-23-000004.hdr.sgml : 20230411 20230411090746 ACCESSION NUMBER: 0001958410-23-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) ITEM INFORMATION: Section 3(c)(6) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230411 DATE AS OF CHANGE: 20230411 EFFECTIVENESS DATE: 20230411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SROA Capital Fund IX, LP CENTRAL INDEX KEY: 0001958410 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-478415 FILM NUMBER: 23812476 BUSINESS ADDRESS: STREET 1: 324 DATURA STREET, SUITE 338 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561-412-4712 MAIL ADDRESS: STREET 1: 324 DATURA STREET, SUITE 338 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 D 1 primary_doc.xml X0708 D LIVE 0001958410 SROA Capital Fund IX, LP 324 DATURA STREET, SUITE 338 WEST PALM BEACH FL FLORIDA 33401 561-412-4712 DELAWARE None None Limited Partnership true 2022 General Partner SROA Capital Fund IX GP, LLC c/o SROA Capital, LLC 324 Datura Street, Suite 338 West Palm Beach FL FLORIDA 33401 Promoter General Partner of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.5 3C.6 3C.7 false true true true true true Limited Partnership Interests false 0 Christopher McGhee 2682131 Finalis Securities LLC 305908 228 Park Ave South Suite 85550 New York NY NEW YORK 10003 All States false Boustead Securities, LLC 141391 None None 6 Venture, Suite 395 Irvine CA CALIFORNIA 92618 All States false Indefinite 0 Indefinite false 0 0 0 Commissions cannot be determined at this time. 0 true Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management, management services, and administrative fees, the amounts of which cannot be estimated at this time. false SROA Capital Fund IX, LP /s/ Benjamin S. Macfarland III Benjamin S. Macfarland III Manager of the General Partner of the Issuer 2023-04-11