PART II AND III 2 redoakii_1apos.htm 1-A POS redoakii_1apos.htm

EXPLANATORY NOTE

 

This Amendment to the post-qualification amendment on Form 1-A POS filed by Red Oak Capital Fund VI, LLC on March 19, 2024 (the “Original Filing”) is being filed solely to include Exhibit 4 which was inadvertently excluded from the Original Filing. Accordingly, this Amendment consists only of the explanatory note, the signature page to the Form 1-A, the exhibit index, and the exhibits referenced therein. Parts I and II of the Original Filing are unchanged and therefore have been omitted.

 

PART III – EXHIBITS

 

 
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EXHIBIT INDEX

 

Exhibit Number

 

Exhibit Description

 

 

 

(1)(a)

 

Managing Broker-Dealer Agreement by and between Crescent Securities Group, Inc. and Red Oak Capital Fund VI, LLC*

 

 

 

(2)(a)

 

Certificate of Formation of Red Oak Capital Fund VI, LLC*

 

 

 

(2)(b)

 

Limited Liability Company Agreement of Red Oak Capital Fund VI, LLC*

 

 

 

(4)

 

Subscription Agreement

 

 

 

(11)(a)

 

Consent of UHY LLP*

 

 

 

(11)(b)

 

Consent of Womble Bond Dickinson (US) LLP**

 

 

 

(12)

 

Opinion of Womble Bond Dickinson (US) LLP*

_________________________

* Previously filed.

** Included with the legal opinion provided pursuant to item (12)

 

 
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SIGNATURES

 

Pursuant to the requirements of Regulation A, the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form 1-A and has duly caused this offering statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Charlotte in the State of North Carolina on March 20, 2024.

 

 

Red Oak Capital Fund VI, LLC,

 

a Delaware limited liability company

 

 

 

 

 

By:

Red Oak Capital GP, LLC,

 

 

a Delaware limited liability company

 

 

Its:

Sole Member

 

 

By:

Red Oak Capital Holdings, LLC,

 

 

a Delaware limited liability company

 

 

Its: 

Sole Member

 

 

By:

Red Oak Holdings Management, LLC,

 

 

a Delaware limited liability company

 

 

Its:

Manager

 

 

By:

/s/ Gary Bechtel

 

Name: 

Gary Bechtel

 

 

Its:

Manager

 

 

 

 

 

 

By:

/s/ Kevin Kennedy

 

 

Name:

Kevin Kennedy

 

 

Its:

Manager

 

 

By:

/s/ Raymond Davis

 

Name:

Raymond Davis

 

 

Its:

Manager

 

 

 
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Pursuant to the requirements of Regulation A, this report has been signed by the following persons on behalf of the issuer and in the capacities and on the dates indicated.

 

By:

/s/ Gary Bechtel

Name:

Gary Bechtel

 

Its: 

Chief Executive Officer of the

Sole Member of the Manager

 

 

Principal Executive Officer

 

 

 

 

By:

/s/ Tom McGovern

 

Name:

Tom McGovern

 

Its:

Chief Financial Officer of the

Sole Member of the Manager

 

 

Principal Accounting Officer

 

 

 
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