PART II AND III 2 redoakii_1aa.htm 1-A/A redoakii_1aa.htm

EXPLANATORY NOTE

 

This Post-Qualification Amendment No. 2, or this Amendment, to the Offering Statement on Form 1-A filed by Red Oak Capital Fund VI, LLC on December 9, 2022, as amended (the “Original Filing”), is being filed solely to include certain amended exhibits to the Original Filing. Accordingly, this Amendment consists only of the explanatory note, the signature page to the Form 1-A, the exhibit index and exhibits indicated therein. The Preliminary Offering Circular is unchanged and therefore has been omitted.

 

 

 

 

PART III - EXHIBITS

 

EXHIBIT INDEX

 

Exhibit

Number

Exhibit Description

(1)(a)

Managing Broker-Dealer Agreement by and between Crescent Securities Group, Inc. and Red Oak Capital Fund VI, LLC*

(2)(a)

Certificate of Formation of Red Oak Capital Fund VI, LLC*

(2)(b)

Limited Liability Company Agreement of Red Oak Capital Fund VI, LLC*

(3)(a)

Form of Indenture*

(3)(b)

Form of A Bond

(3)(c)

Form of Ra Bond

(4)

Subscription Agreement*

(11)(a)

Consent of UHY LLP

(11)(b)

Consent of Whiteford, Taylor & Preston, LLP**

(12)

Opinion of Whiteford, Taylor & Preston*

_____________

* Previously filed.

** Included with the legal opinion to be provided pursuant to item (12).

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of Regulation A, the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form 1-A and has duly caused this offering statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Grand Rapids of Michigan on January 13, 2023.

 

 

Red Oak Capital Fund VI, LLC,

 

a Delaware limited liability company

 

 

By:

Red Oak Capital GP, LLC,

 

a Delaware limited liability company

 

Its:

Sole Member

 

 

By:

Red Oak Capital Holdings, LLC,

 

a Delaware limited liability company

 

Its:

Sole Member

 

 

By:

Red Oak Holdings Management, LLC,

 

a Delaware limited liability company

 

Its:

Manager

 

 

By:

/s/ Gary Betchel

 

Name:

Gary Betchel

 

Its:

Manager

 

 

By:

/s/ Kevin Kennedy

 

Name:

Kevin Kennedy

 

Its:

Manager

 

 

By:

/s/ Raymond Davis

 

Name:

Raymond Davis

 

Its:

Manager

 

 

Date:

January 13, 2023

 

Pursuant to the requirements of Regulation A, this report has been signed by the following persons on behalf of the issuer and in the capacities and on the dates indicated.

 

By:

/s/ Gary Betchel

Name:

Gary Betchel

Its:

Chief Executive Officer of the Sole Member of the Manager

By:

/s/ Tom McGovern

Name:

Tom McGovern

Its:

Chief Financial Officer of the Sole Member of the Manager