0001962165-23-000012.txt : 20230113 0001962165-23-000012.hdr.sgml : 20230113 20230113161749 ACCESSION NUMBER: 0001962165-23-000012 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230113 DATE AS OF CHANGE: 20230113 EFFECTIVENESS DATE: 20230113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterman Ventures Fund 4Q, LLC CENTRAL INDEX KEY: 0001956524 IRS NUMBER: 882099493 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-470757 FILM NUMBER: 23528977 BUSINESS ADDRESS: STREET 1: 670 NORTH COMMERCIAL STREET STREET 2: SUITE 403 CITY: MANCHESTER STATE: NH ZIP: 03101 BUSINESS PHONE: 603-518-8112 MAIL ADDRESS: STREET 1: 70 FEDERAL STREET STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 D 1 primary_doc.xml X0708 D LIVE 0001956524 Waterman Ventures Fund 4Q, LLC 70 Federal Street 6th Floor Boston MA MASSACHUSETTS 02110 603-518-8112 DELAWARE None None Limited Liability Company true 2022 Michael Collins 670 N. Commercial Street Suite 403 Manchester NH NEW HAMPSHIRE 03101 Executive Officer CEO of Alumni Ventures Group, the Issuers Sole Manager Pooled Investment Fund Venture Capital Fund false $1 - $1,000,000 06c 3C 3C.7 false true false true true false 25000 Daniel C Burns 2269946 Independent Brokerage Solutions LLC 153563 670 N. Commercial Street Suite 403 Manchester NH NEW HAMPSHIRE 03101 All States false Darrin H Wizst 2171844 Independent Brokerage Solutions LLC 153563 670 N. Commercial Street Suite 403 Manchester NH NEW HAMPSHIRE 03101 All States false Stacey H Tsai 4870728 Independent Brokerage Solutions LLC 153563 670 N. Commercial Street Suite 403 Manchester NH NEW HAMPSHIRE 03101 All States false Charles S Patrick 4491463 Independent Brokerage Solutions LLC 153563 670 N. Commercial Street Suite 403 Manchester NH NEW HAMPSHIRE 03101 All States false Indefinite 0 Indefinite false 0 75000 true 0 0 false Waterman Ventures Fund 4Q, LLC Hilary Ncala Hilary Ncala General Manager, Alumni Funds of Issuers Sole Manager 2023-01-13