0001954268-22-000001.txt : 20221117 0001954268-22-000001.hdr.sgml : 20221117 20221117154310 ACCESSION NUMBER: 0001954268-22-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20221117 DATE AS OF CHANGE: 20221117 EFFECTIVENESS DATE: 20221117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Siguler Guff Small Business Credit Opportunities Fund III, LP CENTRAL INDEX KEY: 0001954268 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-465146 FILM NUMBER: 221398113 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-332-5100 MAIL ADDRESS: STREET 1: 200 PARK AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Siguler Guff Small Business Credit Opportunities Fund III (F), LP CENTRAL INDEX KEY: 0001954280 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-465146-02 FILM NUMBER: 221398115 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-332-5100 MAIL ADDRESS: STREET 1: 200 PARK AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Siguler Guff Small Business Credit Opportunities Fund III (F) Holdings, LP CENTRAL INDEX KEY: 0001954228 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-465146-01 FILM NUMBER: 221398114 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-332-5100 MAIL ADDRESS: STREET 1: 200 PARK AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 D 1 primary_doc.xml X0708 D LIVE 0001954268 Siguler Guff Small Business Credit Opportunities Fund III, LP 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 212-332-5100 DELAWARE None None Limited Partnership true 2022 0001954280 Siguler Guff Small Business Credit Opportunities Fund III (F), LP 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 212-332-5100 DELAWARE None None Limited Partnership true 2022 0001954228 Siguler Guff Small Business Credit Opportunities Fund III (F) Holdings, LP 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 212-332-5100 CAYMAN ISLANDS None None Other CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP true 2022 N/A SIGULER GUFF & COMPANY, LP 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 Promoter INVESTMENT MANAGER N/A SIGULER GUFF SBCOF III GP, LLC 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 Promoter GENERAL PARTNER GEORGE WILLIAM SIGULER 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 Executive Officer ANDREW JOSEPH GUFF 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 Executive Officer DONALD PAUL SPENCER 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK 10166 Executive Officer KENNETH JAMES BURNS 200 PARK AVENUE, 23RD FLOOR NEW YORK NY NEW YORK NEW YORK Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2022-11-08 true true false 0 SIGULER GUFF GLOBAL MARKETS, LLC 159534 None None 200 PARK AVENUE 23RD FLOOR NEW YORK NY NEW YORK 10166 All States false BNY MELLON SECURITIES CORPORATION 231 None None 240 GREENWICH STREET NEW YORK NY NEW YORK 10286 All States false EQUUS FINANCIAL CONSULTING LLC 131449 None None 78 PINE ST., SUITE 101 NEW CANAAN CT CONNECTICUT 06840 All States false CERTIOR CAPITAL OY None None None MANNERHEIMINTIE 20 HELSINKI H9 FINLAND 00100 true GREENSTONE GROUP FZC None None None BLVD PLAZA TOWER II, 27TH FLOOR MOHAMMED BIN RASHID BLVD, P.O. BOX 73994 DUBAI C0 UNITED ARAB EMIRATES 00000 true Indefinite 57710000 Indefinite false 9 0 true 0 0 false Siguler Guff Small Business Credit Opportunities Fund III, LP MARCELO PHILLIPS MARCELO PHILLIPS CHIEF COMPLIANCE OFFICER 2022-11-16 Siguler Guff Small Business Credit Opportunities Fund III (F), LP MARCELO PHILLIPS MARCELO PHILLIPS CHIEF COMPLIANCE OFFICER 2022-11-16 Siguler Guff Small Business Credit Opportunities Fund III (F) Holdings, LP MARCELO PHILLIPS MARCELO PHILLIPS CHIEF COMPLIANCE OFFICER 2022-11-16