0001953704-22-000001.txt : 20221213 0001953704-22-000001.hdr.sgml : 20221213 20221213082851 ACCESSION NUMBER: 0001953704-22-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 EFFECTIVENESS DATE: 20221213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Direct Biologics, LLC CENTRAL INDEX KEY: 0001953704 IRS NUMBER: 000000000 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-467216 FILM NUMBER: 221458587 BUSINESS ADDRESS: STREET 1: 5301 SOUTHWEST PARKWAY, SUITE 415 CITY: AUSTIN STATE: TX ZIP: 78735 BUSINESS PHONE: 800-791-1021 MAIL ADDRESS: STREET 1: 5301 SOUTHWEST PARKWAY, SUITE 415 CITY: AUSTIN STATE: TX ZIP: 78735 D 1 primary_doc.xml X0708 D LIVE 0001953704 Direct Biologics, LLC 5301 SOUTHWEST PARKWAY, SUITE 415 AUSTIN TX TEXAS 78735 800-791-1021 WYOMING None None Limited Liability Company true Gordon Feller c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Director Manager Matthew Rogers c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Director Manager Mark Adams c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Emil Joseph Schmidt IV c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Jeffrey Mims c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Timothy Moseley c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer John Vacalis c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Amy Lightner c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Aline M. Betancourt c/o 5301 Southwest Parkway Suite 415 Austin TX TEXAS 78735 Executive Officer Biotechnology Decline to Disclose 06b false 2022-10-07 false true true The offering is being made in connection with, but is not subject to or conditioned upon, the consummation of a proposed business combination. 0 IB Capital LLC None None None 1483 Ashford Ave., Apt. 402 San Juan PR PUERTO RICO 00907 All States false Indefinite 11569702 Indefinite false 116 0 0 There have been no sales commissions or finders' fees paid to date. The party referenced in Item 12 is entitled to a 5% placement fee for certain placements, subject to the terms of an Engagement Letter, by and between the Issuer and IB Capital LLC. 0 false Direct Biologics, LLC /s/ John Vacalis John Vacalis Chief Legal Officer & EVP 2022-12-13