0001952199-22-000001.txt : 20221103 0001952199-22-000001.hdr.sgml : 20221103 20221103152236 ACCESSION NUMBER: 0001952199-22-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20221103 DATE AS OF CHANGE: 20221103 EFFECTIVENESS DATE: 20221103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROC SPV XX LLC CENTRAL INDEX KEY: 0001952199 IRS NUMBER: 920506325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-463801 FILM NUMBER: 221357645 BUSINESS ADDRESS: STREET 1: 17 STATE ST STREET 2: SUITE 2100 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 646-975-5542 MAIL ADDRESS: STREET 1: 17 STATE ST STREET 2: SUITE 2100 CITY: NEW YORK STATE: NY ZIP: 10004 D 1 primary_doc.xml X0708 D LIVE 0001952199 ROC SPV XX LLC 17 STATE ST SUITE 2100 NEW YORK NY NEW YORK 10004 646-975-5542 DELAWARE None None Limited Liability Company true 2022 N/A ATW Partners Opportunities Management, LLC 7969 NW 2ND ST #415 MIAMI FL FLORIDA 33126 Executive Officer Investment Manager of the Issuer N/A ATW Partners Opportunities Fund GP II, LLC 17 State Street Suite 2100 New York NY NEW YORK 10004 Executive Officer General Partner of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false 2022-10-25 false true false 0 Chardan Capital Markets LLC 120128 None None 17 State Street Suite 2130 New York NY NEW YORK 10004 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Indefinite 6427233 Indefinite false 12 0 true 0 true Properly registered broker dealers at times will receive a portion of the fees paid to the Investment Manager of the Issuer 0 false ROC SPV XX LLC Chaya Nourafchan Chaya Nourafchan Chief Compliance Officer 2022-11-03