0001947900-23-000001.txt : 20231109 0001947900-23-000001.hdr.sgml : 20231109 20231108182156 ACCESSION NUMBER: 0001947900-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231108 EFFECTIVENESS DATE: 20231109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hark IV Series Fund, LLC CENTRAL INDEX KEY: 0001947900 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-460174 FILM NUMBER: 231389517 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: (312) 266-7300 MAIL ADDRESS: STREET 1: 299 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 D/A 1 primary_doc.xml X0708 D/A LIVE 0001947900 Hark IV Series Fund, LLC 299 PARK AVENUE 36TH FLOOR NEW YORK NY NEW YORK 10171 (312) 266-7300 DELAWARE None None Limited Liability Company true 2022 N/A Hark Capital Advisors LLC 299 Park Avenue 36th Floor New York NY NEW YORK 10171 Executive Officer Manager of the Issuer Doug Cruikshank 299 Park Avenue 36th Floor New York NY NEW YORK 10171 Executive Officer Principal of the General Partner of the Issuer Rafael Castro 299 Park Avenue 36th Floor New York NY NEW YORK 10171 Executive Officer Principal of the General Partner of the Issuer Rich Davis 299 Park Avenue 36th Floor New York NY NEW YORK 10171 Executive Officer Principal of the General Partner of the Issuer N/A Hark Capital Advisors LLC 299 Park Avenue 36th Floor New York NY NEW YORK 10171 Executive Officer Investment Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001209191-22-051469 2022-09-29 true true false 1000000 Investment Associates AG None None None Bahnhofstrasse 1 Altendorf V8 SWITZERLAND CH-8852 true PTP Securities, LLC 136832 None None 664 Prospect Avenue Hartford CT CONNECTICUT 06105-4255 All States false Indefinite 125000000 Indefinite false 6 0 0 0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents. false Hark IV Series Fund, LLC /s/ Doug Cruikshank Doug Cruikshank Authorized Signatory of the Issuer 2023-11-08