0001934270-23-000001.txt : 20230309 0001934270-23-000001.hdr.sgml : 20230309 20230309164513 ACCESSION NUMBER: 0001934270-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 EFFECTIVENESS DATE: 20230309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moody ELM AL North Austin DST CENTRAL INDEX KEY: 0001934270 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-449482 FILM NUMBER: 23720344 BUSINESS ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (713) 977-7500 MAIL ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 D/A 1 primary_doc.xml X0708 D/A LIVE 0001934270 Moody ELM AL North Austin DST 9655 KATY FREEWAY, SUITE 600 HOUSTON TX TEXAS 77024 (713) 977-7500 DELAWARE None None Other Statutory Trust true 2022 Brett C. Moody 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Executive Officer President of Issuer's Manager N/A Moody ELM North Austin AM, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody ELM North Austin Depositor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody National DST Sponsor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter Commercial Decline to Disclose 06b true 0001934270-22-000001 2022-07-07 false true false 25000 Moody Securities, LLC 148771 None None 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 All States false David Levinson 705929 American Trust Investment Services, Inc. 3001 4722 Main Street Lisle IL ILLINOIS 60532 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Ivan West 4921015 American Trust Investment Services, Inc. 3001 4722 Main Street Lisle IL ILLINOIS 60532 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA HI HAWAII IL ILLINOIS IA IOWA KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON false Arkadios Capital 282710 None None 309 East Paces Ferry Road, Suite 1000 Atlanta GA GEORGIA 30305 All States false Roger Bowlin 1905652 Aurora Securities 46147 2731 77th Avenue SE, Suite 100 Mercer Island WA WASHINGTON 98040 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS MI MICHIGAN MN MINNESOTA MT MONTANA NV NEVADA OR OREGON SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false David John Segarra 4482059 Centaurus Financial, Inc. 30833 2777 Paradise Road, Suite #2002 Las Vegas NV NEVADA 89109 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA KY KENTUCKY MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS UT UTAH WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Apryl Waldman 4653460 Centaurus Financial, Inc. 30833 320 E. Axton Road Bellingham WA WASHINGTON 98226 CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA MI MICHIGAN NY NEW YORK OH OHIO OR OREGON UT UTAH VA VIRGINIA WA WASHINGTON false Kate King 4654157 Centaurus Financial, Inc. 30833 530 Technology Drive, Suite #100 Irvine CA CALIFORNIA 92618 AL ALABAMA CA CALIFORNIA CO COLORADO CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NV NEVADA NC NORTH CAROLINA OR OREGON UT UTAH VA VIRGINIA WA WASHINGTON false Concorde Investment Services, LLC 151604 None None 19500 Victor Parkway, Suite 550 Livonia MI MICHIGAN 48152 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING true Gregory Schmidlin 4613478 Crown Capital Securities, LP 6312 1500 NW Bethany Blvd, Suite 180 Beaverton OR OREGON 97006 AZ ARIZONA CA CALIFORNIA ID IDAHO MA MASSACHUSETTS OR OREGON SD SOUTH DAKOTA WA WASHINGTON false Christina Nielson 4866971 DAI Securities, LLC 36673 650 Town Center Drive, Suite 1400 Costa Mesa CA CALIFORNIA 92626 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA HI HAWAII ID IDAHO IA IOWA KY KENTUCKY ME MAINE MA MASSACHUSETTS MI MICHIGAN MT MONTANA NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH WA WASHINGTON false Nicholson Garrett 7079780 DAI Securities, LLC 36673 650 Town Center Drive, Suite 1400 Costa Mesa CA CALIFORNIA 92626 AZ ARIZONA CA CALIFORNIA FL FLORIDA IA IOWA MD MARYLAND NV NEVADA NJ NEW JERSEY NY NEW YORK OR OREGON TX TEXAS VA VIRGINIA WA WASHINGTON false Nathaniel Michael Kuhn 4624143 DAI Securities, LLC 36673 1827 Walden Office Square, Suite 500 Schaumburg IL ILLINOIS 60173 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA IL ILLINOIS IN INDIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA TN TENNESSEE UT UTAH WI WISCONSIN false Emerson Equity LLC 130032 None None 155 Bovet Road, Suite 725 San Mateo CA CALIFORNIA 94402 All States true Keegan De Silva 7227138 Great Point Capital LLC 114203 200 West Jackson Blvd., Suite 1000 Chicago IL ILLINOIS 60606 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA NJ NEW JERSEY NY NEW YORK TX TEXAS WA WASHINGTON false Mark Herding 2239357 Harbour Investments, Inc. 19258 4648 N 32nd St Phoenix AZ ARIZONA 85018 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA IL ILLINOIS MN MINNESOTA MO MISSOURI NV NEVADA NM NEW MEXICO NC NORTH CAROLINA OR OREGON SD SOUTH DAKOTA TX TEXAS VA VIRGINIA WI WISCONSIN false Amr Tenney 5506866 Realized Financial, Inc./Thornhill Securities Inc. 22333 400 W. 15th St., Suite 700 Austin TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Trawnegan Gall 6266415 Wealthforge Securities, LLC 152550 130 N Preston Road, Suite 238 Prosper TX TEXAS 75078 All States true John Harvey 4227692 Wealthforge Securities, LLC 152550 7051 Heathcote Village Way, Suite 200 Gainesville VA VIRGINIA 20155 All States true Gary L. Leavitt 712745 American Trust Investment Services, Inc. 3001 501 N El Camino Real #211 San Clemente CA CALIFORNIA 92672 CA CALIFORNIA FL FLORIDA IL ILLINOIS IA IOWA KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS NJ NEW JERSEY NC NORTH CAROLINA UT UTAH VT VERMONT false Randolph Barmache 4607939 American Trust Investment Services, Inc. 3001 4035 East Thousand Oaks Blvd, Suite 232 Thousand Oaks CA CALIFORNIA 91362 AZ ARIZONA CA CALIFORNIA FL FLORIDA NH NEW HAMPSHIRE OR OREGON TX TEXAS false Edward Eric Fernandez 2956661 Capulent LLC 155155 2603 Main St, Ste 1050 Irvine CA CALIFORNIA 92614 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IA IOWA KS KANSAS LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Odin C. Helgerson 2154583 Crown Capital Securities, LP 6312 2315 N University Dr., Suite 12 Fargo ND NORTH DAKOTA 58102 AZ ARIZONA CO COLORADO IA IOWA MN MINNESOTA NE NEBRASKA NC NORTH CAROLINA ND NORTH DAKOTA WY WYOMING false Ran Fuchs 5593133 IDB Capital Corp 106032 1114 Avenue of the Americas New York NY NEW YORK 10036 CA CALIFORNIA CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS VA VIRGINIA false Alfred J. DiNicola, Jr. 1305518 MSC-BD, LLC 142927 8215 SW Tualatin-Sherwood Road Suite 200 Tualatin OR OREGON 97062 CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS NC NORTH CAROLINA OR OREGON false Bradford Watt 2565438 Patrick Capital Markets, LLC 16518 115 Wilcox Street, Suite 220 Castle Rock CO COLORADO 80104 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Jacob Adams 4975889 Realized Financial, Inc./Thornhill Securities Inc. 22333 400 W. 15th ST., Suite 700 Austin TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false David John Funes 5467419 Realized Financial, Inc./Thornhill Securities Inc. 22333 400 W. 15th ST., Suite 700 Austin TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Robert Clayton Schmidt 6920482 Realized Financial, Inc./Thornhill Securities Inc. 22333 400 W. 15th ST., Suite 700 Austin TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Peter Roberts 6982848 Wealthforge Securities, LLC 152550 3015 W Moore Street, Suite 102 Richmond VA VIRGINIA 23230 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII KS KANSAS KY KENTUCKY LA LOUISIANA MI MICHIGAN MS MISSISSIPPI NE NEBRASKA NY NEW YORK OH OHIO TX TEXAS VA VIRGINIA false Preston Charlton 2135631 Wealthforge Securities, LLC 152550 7051 Heathcote Village Way, Suite 200 Gainesville VA VIRGINIA 20155 AZ ARIZONA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ME MAINE MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA VA VIRGINIA false Michael R Frager 1230622 Willow Cove Investment Group, Inc. 107824 5887 T Bar Lane Winneconne WI WISCONSIN 54986 CA CALIFORNIA NV NEVADA OR OREGON TX TEXAS false 50400000 50400000 0 false 94 3990493 true 0 6132149 true $931,667 of carrying costs will be paid to an affiliate of the Manager from offering proceeds and an affiliate received a transaction consulting fee which was not paid from offering proceeds. false Moody ELM AL North Austin DST Brett C. Moody Brett C Moody President of Issuer's Manager 2023-03-09