0000897069-22-000271.txt : 20220506 0000897069-22-000271.hdr.sgml : 20220506 20220505143135 ACCESSION NUMBER: 0000897069-22-000271 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220505 DATE AS OF CHANGE: 20220505 EFFECTIVENESS DATE: 20220505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RISE Fund III (iCapital), L.P. CENTRAL INDEX KEY: 0001926575 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-444620 FILM NUMBER: 22895564 BUSINESS ADDRESS: STREET 1: C/O ICAPITAL PE GP, LLC STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: (212) 994-7400 MAIL ADDRESS: STREET 1: C/O ICAPITAL PE GP, LLC STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 D 1 primary_doc.xml X0708 D LIVE 0001926575 RISE Fund III (iCapital), L.P. C/O ICAPITAL PE GP, LLC 60 EAST 42ND STREET, 26TH FLOOR NEW YORK NY NEW YORK 10165 (212) 994-7400 DELAWARE None None Limited Partnership true 2022 -- iCapital PE GP, LLC 60 East 42nd Street 26th Floor New York NY NEW YORK 10165 Promoter General Partner Justin Lioi c/o iCapital PE GP, LLC 60 East 42nd Street, 26th Floor New York NY NEW YORK 10165 Executive Officer Senior Vice President of Sole Member of General Partner Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true true false 0 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Indefinite 0 Indefinite false 0 0 0 Certain private placement clients of UBS Financial Services Inc. ("UBS") are required to pay (i) an upfront placement fee directly to UBS and (ii) an ongoing annual fee to the fund (which is then paid to UBS). 0 false RISE Fund III (iCapital), L.P. Justin Lioi Justin Lioi Senior Vice President of Sole Member of General Partner 2022-05-03