0001926461-23-000001.txt : 20230308 0001926461-23-000001.hdr.sgml : 20230308 20230308120854 ACCESSION NUMBER: 0001926461-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230308 DATE AS OF CHANGE: 20230308 EFFECTIVENESS DATE: 20230308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moody RI SW Austin DST CENTRAL INDEX KEY: 0001926461 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-444725 FILM NUMBER: 23715295 BUSINESS ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (713) 977-7500 MAIL ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 D/A 1 primary_doc.xml X0708 D/A LIVE 0001926461 Moody RI SW Austin DST 9655 KATY FREEWAY, SUITE 600 HOUSTON TX TEXAS 77024 (713) 977-7500 DELAWARE None None Other Statutory trust true 2022 Brett C Moody 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Executive Officer President of Issuer's Manager N/A Moody RI SW Austin AM, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody RI SW Austin Depositor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody National DST Sponsor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter Commercial Decline to Disclose 06b true 0001926461-22-000001 2022-05-05 false true false 25000 David Levinson 705929 American Trust Investment Services, Inc. 3001 4722 Main Street Lisle IL ILLINOIS 60532 HI HAWAII TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE OH OHIO GA GEORGIA ID IDAHO MI MICHIGAN CA CALIFORNIA UT UTAH MN MINNESOTA IL ILLINOIS OR OREGON IN INDIANA MT MONTANA KS KANSAS AK ALASKA VA VIRGINIA CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE TN TENNESSEE NJ NEW JERSEY DC DISTRICT OF COLUMBIA NM NEW MEXICO false Ivan West 4921015 American Trust Investment Services, Inc. 3001 4722 Main Street Lisle IL ILLINOIS 60532 HI HAWAII IL ILLINOIS OR OREGON TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK VA VIRGINIA CO COLORADO KY KENTUCKY PA PENNSYLVANIA MA MASSACHUSETTS NC NORTH CAROLINA AZ ARIZONA OH OHIO NH NEW HAMPSHIRE MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA VT VERMONT UT UTAH false Linda Wimsatt 1401802 American Trust Investment Services, Inc. 3001 2173 Salk Avenue, #250 Carlsbad CA CALIFORNIA 92008 FL FLORIDA AZ ARIZONA GA GEORGIA TN TENNESSEE CA CALIFORNIA false James Kevin Johnston 1689783 Arete Wealth Management, LLC 44856 775 Ridge Lake Blvd, Suite 150 Memphis TN TENNESSEE 38120 SC SOUTH CAROLINA AR ARKANSAS PA PENNSYLVANIA FL FLORIDA MS MISSISSIPPI GA GEORGIA TN TENNESSEE AL ALABAMA false Arkadios Capital 282710 None None 309 East Paces Ferry Road, Suite 1000 Atlanta GA GEORGIA 30305 All States false Roger Bowlin 1905652 Aurora Securities 46147 77th Avenue SE, Suite 100 Mercer Island WA WASHINGTON 98040 AR ARKANSAS HI HAWAII MN MINNESOTA IL ILLINOIS OR OREGON TX TEXAS FL FLORIDA GA GEORGIA WA WASHINGTON AL ALABAMA CO COLORADO CA CALIFORNIA false Edward Eric Fernandez 2956661 Capulent LLC 155155 2603 Main St, Ste 1050 Irvine CA CALIFORNIA 92614 DE DELAWARE HI HAWAII TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE OH OHIO GA GEORGIA ID IDAHO MI MICHIGAN OK OKLAHOMA CA CALIFORNIA UT UTAH WV WEST VIRGINIA MN MINNESOTA MO MISSOURI IL ILLINOIS OR OREGON MT MONTANA KS KANSAS AK ALASKA AL ALABAMA VA VIRGINIA CO COLORADO AR ARKANSAS CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE TN TENNESSEE NJ NEW JERSEY VT VERMONT DC DISTRICT OF COLUMBIA NM NEW MEXICO false Surya Metzler 4558292 Centaurus Financial Inc. 30833 4695 MacArthur Court, Suite 1100 Newport Beach CA CALIFORNIA 92660 TX TEXAS FL FLORIDA NV NEVADA AZ ARIZONA WA WASHINGTON CA CALIFORNIA false Kelley Slaught 1126586 Centaurus Financial Inc. 30833 10 E. Figuroa Street, Suite #204 Santa Barbara CA CALIFORNIA 93101 HI HAWAII OR OREGON MA MASSACHUSETTS FL FLORIDA NV NEVADA AZ ARIZONA WA WASHINGTON NY NEW YORK CO COLORADO CA CALIFORNIA false David John Segarra 4482059 Centaurus Financial Inc. 30833 2777 Paradise Road, Suite #2002 Las Vegas NV NEVADA 89109 HI HAWAII TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK WI WISCONSIN MA MASSACHUSETTS GA GEORGIA ID IDAHO MI MICHIGAN CA CALIFORNIA UT UTAH WV WEST VIRGINIA MN MINNESOTA IL ILLINOIS OR OREGON IN INDIANA MT MONTANA CO COLORADO KY KENTUCKY PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA AZ ARIZONA TN TENNESSEE NJ NEW JERSEY NM NEW MEXICO false Joshua Charles Thornhill 6409315 Center Street Securities, Inc. 26898 112 Professional Parkway Troy MO MISSOURI 63379 MO MISSOURI IL ILLINOIS TX TEXAS IA IOWA CO COLORADO false Concorde Investment Services, LLC 151604 None None 19500 Victor Parkway, Suite 550 Livonia MI MICHIGAN 48152 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA true Harmony M. Russo 5294771 Crown Capital Securities, LP 6312 2660 Townsgate Road, Suite 310 Westlake Village CA CALIFORNIA 91361 PA PENNSYLVANIA OR OREGON FL FLORIDA NV NEVADA WA WASHINGTON ID IDAHO NY NEW YORK VA VIRGINIA NJ NEW JERSEY CA CALIFORNIA UT UTAH false DAI Securities, LLC 36673 None None 2200 Century Parkway NE, Suite 435 Atlanta GA GEORGIA 30345 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Dillon Hall 6463342 EMERSON EQUITY LLC 130032 1820 E Ray Road Chandler AZ ARIZONA 85225 CT CONNECTICUT HI HAWAII SD SOUTH DAKOTA IL ILLINOIS MD MARYLAND KS KANSAS AZ ARIZONA ID IDAHO CO COLORADO CA CALIFORNIA false Lance Stafford 2900449 EMERSON EQUITY LLC 130032 9940 Research Drive, Suite 200 Irvine CA CALIFORNIA 92618 MO MISSOURI WY WYOMING OR OREGON TX TEXAS IN INDIANA FL FLORIDA MS MISSISSIPPI AL ALABAMA NY NEW YORK VA VIRGINIA CO COLORADO KY KENTUCKY SC SOUTH CAROLINA AR ARKANSAS CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA RI RHODE ISLAND GA GEORGIA TN TENNESSEE NJ NEW JERSEY CA CALIFORNIA false Adam Shipley 6482848 EMERSON EQUITY LLC 130032 9940 Research Drive, Suite 200 Irvine CA CALIFORNIA 92618 IL ILLINOIS OR OREGON NV NEVADA AZ ARIZONA GA GEORGIA NH NEW HAMPSHIRE ID IDAHO NY NEW YORK CO COLORADO CA CALIFORNIA KY KENTUCKY false Matthew Peter Larson 7031272 EMERSON EQUITY LLC 130032 155 Bovet Road, Suite 725 San Mateo CA CALIFORNIA 94402 TX TEXAS FL FLORIDA AZ ARIZONA CO COLORADO CA CALIFORNIA false Norma Nisbet 5590290 Great Point Capital LLC 114203 200 West Jackson Blvd., Suite 1000 Chicago IL ILLINOIS 60606 MO MISSOURI WI WISCONSIN IL ILLINOIS KS KANSAS OH OHIO GA GEORGIA ID IDAHO NY NEW YORK CA CALIFORNIA KY KENTUCKY false Mark Herding 2239357 Harbour Investments, Inc. 19258 4648 N 32nd St Phoenix AZ ARIZONA 85018 MN MINNESOTA MO MISSOURI IL ILLINOIS OR OREGON FL FLORIDA NV NEVADA VA VIRGINIA CO COLORADO AR ARKANSAS SD SOUTH DAKOTA WI WISCONSIN NC NORTH CAROLINA AZ ARIZONA CA CALIFORNIA NM NEW MEXICO false Bradford Watt 2565438 Patrick Capital Markets, LLC 16518 115 Wilcox Street, Suite 220 Castle Rock CO COLORADO 80104 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Sandy Simmons 1018907 Patrick Capital Markets, LLC 16518 115 Wilcox Street, Suite 220 Castle Rock CO COLORADO 80104 TX TEXAS FL FLORIDA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND OH OHIO GA GEORGIA MI MICHIGAN OK OKLAHOMA CA CALIFORNIA UT UTAH MN MINNESOTA IL ILLINOIS OR OREGON IN INDIANA VA VIRGINIA CO COLORADO CT CONNECTICUT PA PENNSYLVANIA NC NORTH CAROLINA NE NEBRASKA AZ ARIZONA NJ NEW JERSEY NM NEW MEXICO false Amr Tenney 5506866 Thornhill Securities, Inc. 22333 400 W. 15th St., Suite 700 Austin TX TEXAS 78701 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Jacob Adams 4975889 Thornhill Securities, Inc. 22333 400 W. 15th St., Suite 700 Austin TX TEXAS 78701 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false David John Funes 5467419 Thornhill Securities, Inc. 22333 400 W. 15th St., Suite 700 Austin TX TEXAS 78701 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Robert Johnson 4318220 Thornhill Securities, Inc. 22333 400 W. 15th St., Suite 700 Austin TX TEXAS 78701 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false David Kangas 6591398 Wealthforge Securities, LLC 152550 738 E. Chapman Avenue Orange CA CALIFORNIA 92866 All States true Trawnegan Gall 6266415 Wealthforge Securities, LLC 152550 130 N Preston Road, Suite 238 Prosper TX TEXAS 75078 All States true Preston Charlton 2135631 Wealthforge Securities, LLC 152550 7051 Heathcote Village Way, Suite 200 Gainesville VA VIRGINIA 20155 MN MINNESOTA FL FLORIDA NY NEW YORK VA VIRGINIA CO COLORADO SC SOUTH CAROLINA CT CONNECTICUT PA PENNSYLVANIA MA MASSACHUSETTS NC NORTH CAROLINA MD MARYLAND ME MAINE AZ ARIZONA GA GEORGIA NJ NEW JERSEY DC DISTRICT OF COLUMBIA false Moody Securities, LLC 148771 None None 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 All States true 40040000 40040000 0 false 113 3192850 true 0 5316463 true $1,250,000 of carrying costs will be paid to an affiliate of the Manager from offering proceeds and an affiliate received a transaction consulting fee which was not paid from offering proceeds. false Moody RI SW Austin DST Brett C. Moody Brett C Moody President of Issuer's Manager 2023-03-08