0001919757-22-000001.txt : 20220325 0001919757-22-000001.hdr.sgml : 20220325 20220325124641 ACCESSION NUMBER: 0001919757-22-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220325 DATE AS OF CHANGE: 20220325 EFFECTIVENESS DATE: 20220325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVISION CAPITAL III-A, L.P. CENTRAL INDEX KEY: 0001919757 IRS NUMBER: 862855824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-438971 FILM NUMBER: 22769638 BUSINESS ADDRESS: STREET 1: 155 NORTH WACKER DRIVE STREET 2: SUITE 4480 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 236-4600 MAIL ADDRESS: STREET 1: 155 NORTH WACKER DRIVE STREET 2: SUITE 4480 CITY: CHICAGO STATE: IL ZIP: 60606 D 1 primary_doc.xml X0708 D LIVE 0001919757 INVISION CAPITAL III-A, L.P. 155 NORTH WACKER DRIVE SUITE 4480 CHICAGO IL ILLINOIS 60606 (312) 236-4600 DELAWARE None None Limited Partnership true 2021 N/A Invision Capital Management III-A, LLC 155 North Wacker Drive Suite 4480 Chicago IL ILLINOIS 60606 Executive Officer General Partner N/A Invision Management, Inc. 155 North Wacker Drive Suite 4480 Chicago IL ILLINOIS 60606 Executive Officer Management Company Robert J. Castillo 155 North Wacker Drive Suite 4480 Chicago IL ILLINOIS 60606 Executive Officer Managing Member of the General Partner Thomas P. Harrison 155 North Wacker Drive Suite 4480 Chicago IL ILLINOIS 60606 Executive Officer Voting Member of the General Partner William P. Johnstone 155 North Wacker Drive Suite 4480 Chicago IL ILLINOIS 60606 Executive Officer Voting Member of the General Partner Matthew E. Steffen 155 North Wacker Drive Suite 4480 Chicago IL ILLINOIS 60606 Executive Officer Voting Member of the General Partner Dustin D. Stitgen 155 North Wacker Drive Suite 4480 New York NY NEW YORK 10017 Executive Officer Voting Member of the General Partner N/A J. Invision Employees III-A, LLC 155 North Wacker Drive Suite 4480 Chicago IL ILLINOIS 60606 Executive Officer Non-Voting Member of the General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2022-03-18 true true false 0 B Riley Securities, Inc. 25027 None None 11100 Santa Monica Blvd. Suite 800 Los Angeles CA CALIFORNIA 90025 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA KS KANSAS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Indefinite 108650000 Indefinite false 57 0 true 0 true 0 true The management company will receive management fees in an amount based off of the amount of securities sold. false INVISION CAPITAL III-A, L.P. /s/ Robert J. Castillo Robert J. Castillo Managing Member of the General Partner 2022-03-25