0001912186-22-000002.txt : 20220812 0001912186-22-000002.hdr.sgml : 20220812 20220812130549 ACCESSION NUMBER: 0001912186-22-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 EFFECTIVENESS DATE: 20220812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moody CY Waterbury DST CENTRAL INDEX KEY: 0001912186 IRS NUMBER: 877021969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-434322 FILM NUMBER: 221159115 BUSINESS ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (713) 977-7500 MAIL ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 D/A 1 primary_doc.xml X0708 D/A LIVE 0001912186 Moody CY Waterbury DST 9655 KATY FREEWAY, SUITE 600 HOUSTON TX TEXAS 77024 (713) 977-7500 DELAWARE None None Other Statutory trust true 2022 Brett C Moody 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Executive Officer President of Issuer's Manager N/A Moody Waterbury AM, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody Waterbury Depositor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody National DST Sponsor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter Commercial Decline to Disclose 06b true 0001912186-22-000001 2022-03-01 false true false 25000 Moody Securities, LLC 148771 None None 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 All States false David Levinson 705929 American Trust Investments Services, Inc 3001 4722 Main Street Lisle IL ILLINOIS 60532 HI HAWAII TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE OH OHIO GA GEORGIA ID IDAHO MI MICHIGAN CA CALIFORNIA UT UTAH MN MINNESOTA IL ILLINOIS OR OREGON IN INDIANA MT MONTANA KS KANSAS AK ALASKA VA VIRGINIA CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE TN TENNESSEE NJ NEW JERSEY DC DISTRICT OF COLUMBIA NM NEW MEXICO false Ivan West 4921015 American Trust Investments Services, Inc 3001 4722 Main Street Lisle IL ILLINOIS 60532 HI HAWAII IL ILLINOIS OR OREGON TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK VA VIRGINIA CO COLORADO KY KENTUCKY PA PENNSYLVANIA MA MASSACHUSETTS NC NORTH CAROLINA AZ ARIZONA OH OHIO NH NEW HAMPSHIRE MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA VT VERMONT UT UTAH false James Parry 1877092 Arkadios Capital 282710 2591 Dallas Parkway #300 Frisco TX TEXAS 75034 MO MISSOURI IL ILLINOIS TX TEXAS IN INDIANA FL FLORIDA NV NEVADA SC SOUTH CAROLINA LA LOUISIANA NC NORTH CAROLINA MD MARYLAND GA GEORGIA TN TENNESSEE OK OKLAHOMA CA CALIFORNIA false Jonathan Keller 4344114 Arkadios Capital 282710 309 East Paces Ferry Road, Suite 1000 Atlanta GA GEORGIA 30305 DE DELAWARE IL ILLINOIS TX TEXAS FL FLORIDA NY NEW YORK CO COLORADO KY KENTUCKY SC SOUTH CAROLINA WI WISCONSIN MA MASSACHUSETTS NC NORTH CAROLINA MD MARYLAND AZ ARIZONA GA GEORGIA NJ NEW JERSEY CA CALIFORNIA DC DISTRICT OF COLUMBIA false Ronald York 4308987 Arkadios Capital 282710 4814 Outlook Drive, Suite 104 Wall NJ NEW JERSEY 07753 TX TEXAS FL FLORIDA AL ALABAMA NY NEW YORK CT CONNECTICUT PA PENNSYLVANIA MA MASSACHUSETTS NC NORTH CAROLINA ME MAINE GA GEORGIA MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA DC DISTRICT OF COLUMBIA false W. Louis Herford 2066018 Arkadios Capital 282710 10316 Feldfarm Lane, Suite 300 Charlotte NC NORTH CAROLINA 28210 SC SOUTH CAROLINA DE DELAWARE IL ILLINOIS NC NORTH CAROLINA FL FLORIDA NV NEVADA TN TENNESSEE AL ALABAMA VA VIRGINIA CA CALIFORNIA KY KENTUCKY false Roger Bowlin 1905652 Aurora Securities 46147 2731 77th Avenue SE, Suite 100 Mercer Island WA WASHINGTON 98040 AR ARKANSAS HI HAWAII MN MINNESOTA OR OREGON TX TEXAS FL FLORIDA GA GEORGIA WA WASHINGTON AL ALABAMA CO COLORADO CA CALIFORNIA false James V. Peters 2667777 Centaurus Financial Inc. 30833 19782 MacArthur Blvd., Suite #320 Irvine CA CALIFORNIA 92612 IL ILLINOIS TX TEXAS MD MARYLAND NV NEVADA AZ ARIZONA GA GEORGIA TN TENNESSEE WA WASHINGTON ID IDAHO NJ NEW JERSEY CA CALIFORNIA DC DISTRICT OF COLUMBIA false Philip A. Board 2290520 Centaurus Financial Inc. 30833 818 North Mountain Ave., Suite #200 Upland CA CALIFORNIA 91786 IL ILLINOIS OR OREGON TX TEXAS IN INDIANA FL FLORIDA NV NEVADA NY NEW YORK CO COLORADO SC SOUTH CAROLINA AR ARKANSAS NE NEBRASKA AZ ARIZONA OH OHIO TN TENNESSEE ID IDAHO CA CALIFORNIA false Terry Gertge 2956582 Centaurus Financial Inc. 30833 217 1st Street, Suite #B Ault CO COLORADO 80610 WY WYOMING OR OREGON TX TEXAS NE NEBRASKA AZ ARIZONA WA WASHINGTON CO COLORADO CA CALIFORNIA false Concorde Investment Services, LLC 151604 None None 19500 Victor Parkway, Suite 550 LIVONIA MI MICHIGAN 48152 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA true Harmony M. Russo 5294771 Crown Capital Securities, LP 6312 2660 Townsgate Road, Suite 310 Westlake Village CA CALIFORNIA 91361 PA PENNSYLVANIA OR OREGON FL FLORIDA NV NEVADA WA WASHINGTON ID IDAHO NY NEW YORK VA VIRGINIA NJ NEW JERSEY CA CALIFORNIA UT UTAH false Jonathan R Creighton 1495897 DAI Securities, LLC 36673 350 Lincoln Street, Suite 2400 Hingham MA MASSACHUSETTS 02043 SC SOUTH CAROLINA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS FL FLORIDA RI RHODE ISLAND ME MAINE NH NEW HAMPSHIRE NY NEW YORK NJ NEW JERSEY CA CALIFORNIA VT VERMONT false Michael Edward O'Toole 6336251 DAI Securities, LLC 36673 150 St. Andrews Ct., Suite 210 Mankato MN MINNESOTA 56001 TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SD SOUTH DAKOTA WI WISCONSIN MA MASSACHUSETTS IA IOWA OH OHIO GA GEORGIA ID IDAHO MI MICHIGAN OK OKLAHOMA CA CALIFORNIA UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS OR OREGON IN INDIANA MT MONTANA KS KANSAS CO COLORADO KY KENTUCKY AR ARKANSAS CT CONNECTICUT ND NORTH DAKOTA NE NEBRASKA AZ ARIZONA NM NEW MEXICO false Nathaniel Michael Kuhn 4624143 DAI Securities, LLC 36673 120 W Eastman Street?#300 Arlington Heights IL ILLINOIS 60004 MO MISSOURI IL ILLINOIS IN INDIANA FL FLORIDA CO COLORADO PA PENNSYLVANIA WI WISCONSIN MA MASSACHUSETTS OH OHIO TN TENNESSEE MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA false Adam Shipley 6482848 Emerson Equity LLC 130032 9940 Research Drive Suite 200 Irvine CA CALIFORNIA 92618 IL ILLINOIS OR OREGON NV NEVADA AZ ARIZONA GA GEORGIA NH NEW HAMPSHIRE ID IDAHO NY NEW YORK CO COLORADO CA CALIFORNIA KY KENTUCKY false Benjamin Carmona 5120428 Emerson Equity LLC 130032 9940 Research Drive Suite 200 Irvine CA CALIFORNIA 92618 IL ILLINOIS OR OREGON NV NEVADA AZ ARIZONA GA GEORGIA NH NEW HAMPSHIRE ID IDAHO NY NEW YORK CO COLORADO CA CALIFORNIA KY KENTUCKY false Benjamin Carmona 5120428 Emerson Equity LLC 130032 9940 Research Drive Suite 200 Irvine CA CALIFORNIA 92618 HI HAWAII WY WYOMING IL ILLINOIS TX TEXAS NV NEVADA NY NEW YORK CO COLORADO LA LOUISIANA NC NORTH CAROLINA NE NEBRASKA ME MAINE AZ ARIZONA GA GEORGIA ID IDAHO NJ NEW JERSEY CA CALIFORNIA NM NEW MEXICO UT UTAH false John Paul Ledesma 2379751 Emerson Equity LLC 130032 9940 Research Drive Suite 200 Irvine CA CALIFORNIA 92618 IL ILLINOIS OR OREGON TX TEXAS IN INDIANA FL FLORIDA KS KANSAS NV NEVADA WA WASHINGTON NY NEW YORK VA VIRGINIA CO COLORADO SC SOUTH CAROLINA CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA ME MAINE AZ ARIZONA GA GEORGIA ID IDAHO MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA false Peter Chernin 6787497 Great Point Capital LLC 114203 200 West Jackson Blvd., Suite 1000 Chicago IL ILLINOIS 60606 FL FLORIDA WA WASHINGTON NY NEW YORK VA VIRGINIA SC SOUTH CAROLINA PA PENNSYLVANIA MA MASSACHUSETTS NC NORTH CAROLINA MD MARYLAND RI RHODE ISLAND NJ NEW JERSEY CA CALIFORNIA VT VERMONT false Robert L. Boggess 5007422 Great Point Capital LLC 114203 200 West Jackson Blvd., Suite 1000 Chicago IL ILLINOIS 60606 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Mark Herding 2239357 Harbour Investments 19258 4648 N 32nd St Phoenix AZ ARIZONA 85018 MN MINNESOTA MO MISSOURI IL ILLINOIS OR OREGON TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON VA VIRGINIA CO COLORADO AR ARKANSAS SD SOUTH DAKOTA NC NORTH CAROLINA AZ ARIZONA CA CALIFORNIA NM NEW MEXICO false Karen Templeton 6461480 Innovation Partners LLC 146344 847 Monterey St. Suite 201 San Luis Obispo CA CALIFORNIA 93401 OR OREGON TX TEXAS IN INDIANA NV NEVADA WA WASHINGTON AL ALABAMA NY NEW YORK VA VIRGINIA CO COLORADO SC SOUTH CAROLINA MD MARYLAND AZ ARIZONA OK OKLAHOMA CA CALIFORNIA UT UTAH false Amr Tenney 5506866 Thornhill Securities Inc. 22333 400 W. 15th St., Suite 700 Austin TX TEXAS 78701 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Robert Johnson 4318220 Thornhill Securities Inc. 22333 400 W. 15th St., Suite 700 Austin TX TEXAS 78701 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false David Kangas 6591398 Wealthforge Securities, LLC 152550 738 E. Chapman Avenue Orange CA CALIFORNIA 92866 All States true Trawnegan Gall 6266415 Wealthforge Securities, LLC 152550 130 N Preston Road?Suite 238 Prosper TX TEXAS 75078 All States true John Harvey 4227692 Wealthforge Securities, LLC 152550 7051 Heathcote Village Way, Suite 200 Gainesville VA VIRGINIA 20155 All States true 29160000 29160000 0 false 36 2309271 true 0 3942623 true Moody Waterbury Depositor, LLC will be responsible for paying certain fees and costs of approximately $3,842,623 (approximately $758,333 of which will be paid to an affiliate of the Manager as carrying costs) false Moody CY Waterbury DST Brett C Moody Brett C Moody President of Issuer's Manager 2022-07-20