0001904771-23-000001.txt : 20230118 0001904771-23-000001.hdr.sgml : 20230118 20230118164903 ACCESSION NUMBER: 0001904771-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230118 EFFECTIVENESS DATE: 20230118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPUS Preferred Fund LLC CENTRAL INDEX KEY: 0001904771 IRS NUMBER: 873391172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-429763 FILM NUMBER: 23534943 BUSINESS ADDRESS: STREET 1: 1 STATE STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-266-8220 MAIL ADDRESS: STREET 1: 1 STATE STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 D/A 1 primary_doc.xml X0708 D/A LIVE 0001904771 OPUS Preferred Fund LLC 1 STATE STREET 32ND FLOOR NEW YORK NY NEW YORK 10004 212-266-8220 DELAWARE None None Limited Liability Company true 2021 Abraham Herbert Fruchthandler 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Chairman of the Management Committee of Opus Investment Management LLC (the Issuer's "Investment Manager") Alan Howard Schechter 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Chief Financial Officer of the Investment Manager and Member of the Management Committee of the Investment Manager Yehoshua Leib Fruchthandler 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Member of the Management Committee of the Investment Manager Isaac Philip Fruchthandler 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Chief Operating Officer of the Fund-of-Funds Division of the Investment Manager and Managing Member of OPUS Capital Management LLC (the Issuer's "Administrative Manager") Maziar Jake Arjang 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Chief Operating Officer of the Administrative Manager and Chief Portfolio Officer of the Fund-of-Funds Division of the Investment Manager Neil Avery Simon 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Chief Compliance Officer of the Investment Manager and General Counsel of the Administrative Manager Josh Raphael Spierer 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Chief Accounting and Reporting Officer of the Administrative Manager and the Investment Manager Gabe Judah Feder 1 STATE STREET 32ND FLOOR New York NY NEW YORK 10004 Executive Officer Chief Sourcing Officer of the Fund-of-Funds Division of the Investment Manager Lindsey Sichel Rubinstein 1 STATE STREET 32ND FLOOR NEW YORK NY NEW YORK 10004 Executive Officer Chief Marketing and Investor Relations Officer of the Administrative Manager. Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001904771-22-000001 2022-01-01 true true false 250000 Samuel D. Gold 6614812 Regiment Securities, LLC 311302 420 N. Wabash Avenue Chicago IL ILLINOIS 60611 CA CALIFORNIA IL ILLINOIS NY NEW YORK false Regiment Securities, LLC 311302 None None 118 Parker Street Newtown MA MASSACHUSETTS 02459 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA PR PUERTO RICO TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Stephen T. Burnham 4663613 Regiment Securities, LLC 311302 118 Parker Street Newton MA MASSACHUSETTS 02459 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA TX TEXAS false Indefinite 100027058 Indefinite false 88 0 0 0 false OPUS Preferred Fund LLC /s/ Isaac Fruchthandler Isaac Fruchthandler Managing Member of the Administrative Manager 2023-01-18