0001920957-22-000004.txt : 20220426 0001920957-22-000004.hdr.sgml : 20220426 20220426123709 ACCESSION NUMBER: 0001920957-22-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220426 DATE AS OF CHANGE: 20220426 EFFECTIVENESS DATE: 20220426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Life Sciences DST CENTRAL INDEX KEY: 0001901493 IRS NUMBER: 872823175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-426919 FILM NUMBER: 22852938 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (833) 697-6246 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 D/A 1 primary_doc.xml X0708 D/A LIVE 0001901493 NexPoint Life Sciences DST 300 CRESCENT COURT SUITE 700 DALLAS TX TEXAS 75201 (833) 697-6246 DELAWARE None None Other Delaware Statutory Trust true 2021 N/A NexPoint Real Estate Advisors IV, L.P. 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Sponsor of the Issuer Matthew Goetz 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Authorized Signatory of the Issuer Matt McGraner 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Authorized Signatory of the Issuer N/A NREA Casper, LLC 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Manager and Signatory Trustee of the Issuer N/A NREA Casper Investment Co, LLC 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Contributor of the Issuer Other Real Estate Decline to Disclose 06b true 0001901493-22-000009 2021-12-16 false true false 100000 Emerson Equity LLC 130032 None None 155 Bovet Road Suite 725 San Mateo CA CALIFORNIA 94402 CA CALIFORNIA CO COLORADO FL FLORIDA KY KENTUCKY TX TEXAS false Maxwell Financial Group, Inc. 167863 None None 1590 Rosecrans Avenue Suite D345 Manhattan Beach CA CALIFORNIA 90266 CA CALIFORNIA false TCFG Wealth Management, LLC 164153 None None 28202 Cabot Road Suite 300 Laguna Niguel CA CALIFORNIA 92677 CT CONNECTICUT FL FLORIDA false Great Point Capital LLC 114203 None None 200 West Jackson Boulevard Suite 1000 Chicago IL ILLINOIS 60606 CO COLORADO IL ILLINOIS ME MAINE MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK false Centaurus Financial, Inc. 30833 None None 2300 E. Katella Avenue Suite 200 Anaheim CA CALIFORNIA 92806 CA CALIFORNIA FL FLORIDA NV NEVADA NY NEW YORK TN TENNESSEE UT UTAH false Concorde Investment Services LLC 151604 None None 19500 Victor Parkway Suite 550 Livonia MI MICHIGAN 48152 AL ALABAMA CA CALIFORNIA FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA LA LOUISIANA MA MASSACHUSETTS NV NEVADA NJ NEW JERSEY NY NEW YORK OH OHIO OR OREGON TN TENNESSEE TX TEXAS UT UTAH WA WASHINGTON false Stax Capital 300607 None None 7960 Entrada Lazanja San Diego CA CALIFORNIA 92127 CA CALIFORNIA CO COLORADO HI HAWAII KS KANSAS NV NEVADA OR OREGON WA WASHINGTON false Thornhill Securities, Inc. 22333 None None 400 W. 15th Street Suite 700 Austin TX TEXAS 78701 CA CALIFORNIA CO COLORADO FL FLORIDA KS KANSAS LA LOUISIANA TN TENNESSEE TX TEXAS WA WASHINGTON false Growth Capital Services, Inc. 124658 None None 2093 Philadelphia Pike 4196 Claymont DE DELAWARE 19703 CA CALIFORNIA FL FLORIDA false Lightpath Capital, Inc. 34617 None None 1650 E. Southlake Boulevard Suite 100 Southlake TX TEXAS 76092 AZ ARIZONA CA CALIFORNIA NC NORTH CAROLINA false McDermott Investment Services, LLC 154926 None None 44 East Broad Street 2nd Floor Bethlehem PA PENNSYLVANIA 18018 NJ NEW JERSEY false Innovation Partners LLC 146344 None None 5950 Fairview Road Suite 140 Charlotte NC NORTH CAROLINA 28210 CA CALIFORNIA NE NEBRASKA false Capulent LLC 155155 None None 4144 N. 44th Street Suite 3 Phoenix AZ ARIZONA 85018 CA CALIFORNIA MN MINNESOTA NM NEW MEXICO NC NORTH CAROLINA false Metropolitan Capital Investment Banc, Inc. 148820 None None 9 East Ontario Street Chicago IL ILLINOIS 60611 CO COLORADO IL ILLINOIS NY NEW YORK UT UTAH false American Trust Investment Services, Inc. 3001 None None 1244 119th Street Whiting IN INDIANA 46394 CA CALIFORNIA FL FLORIDA NV NEVADA NH NEW HAMPSHIRE OH OHIO false Patrick Capital Markets, LLC 16518 None None 11152 South Towne Square St. Louis MO MISSOURI 63123 CA CALIFORNIA DC DISTRICT OF COLUMBIA MA MASSACHUSETTS VA VIRGINIA false Wilson-Davis & Co., Inc. 3777 None None 236 South Main Street Salt Lake City UT UTAH 84101 UT UTAH false Network 1 Financial Securities Inc. 13577 None None 2 Bridge Avenue The Galleria Suite 241 Red Bank NJ NEW JERSEY 07701 CO COLORADO false Kalos Capital, Inc. 44337 None None 11525 Park Woods Circle Suite 280 Alpharetta GA GEORGIA 30005 FL FLORIDA GA GEORGIA false Whitehall-Parker Securities, Inc. 10608 None None 117 Paul Drive Suite B San Rafael CA CALIFORNIA 94903 CA CALIFORNIA OR OREGON TX TEXAS false FNEX Capital, LLC 166316 None None One Indiana Square Suite 2252 Indianapolis IN INDIANA 46204 CA CALIFORNIA MD MARYLAND NC NORTH CAROLINA RI RHODE ISLAND false Huntwicke Securities, LLC 146993 None None 7 Grove Street Suite 201 Topsfield MA MASSACHUSETTS 01983 MA MASSACHUSETTS false Dempsey Lord Smith, LLC 141238 None None 901 Broad Street Suite 400 Rome GA GEORGIA 30161 FL FLORIDA false Stonecrest Capital Markets, Inc. 39616 None None 300 W. 6th Street Suite 1520 Austin TX TEXAS 78701 LA LOUISIANA false 107550012 102190109 5359903 Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion. false 227 9303076 true 0 true Sales Commissions include estimates of the maximum amount of Selling Commissions and Dealer Fees that may be paid. 3245300 true Item 16 is an estimate of offering expenses and acquisition fees that may accrue to one or more Related Persons. false NexPoint Life Sciences DST /s/ Matt Goetz Matt Goetz Authorized Signatory of the Issuer 2022-04-26