0001901359-21-000001.txt : 20211227 0001901359-21-000001.hdr.sgml : 20211227 20211227131004 ACCESSION NUMBER: 0001901359-21-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20211227 DATE AS OF CHANGE: 20211227 EFFECTIVENESS DATE: 20211227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aegis Special Situations Fund LLC - Series Fintech III CENTRAL INDEX KEY: 0001901359 IRS NUMBER: 873443323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-426746 FILM NUMBER: 211519747 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 6465573481 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 D 1 primary_doc.xml X0708 D LIVE 0001901359 Aegis Special Situations Fund LLC - Series Fintech III 810 SEVENTH AVENUE 18TH FLOOR NEW YORK NY NEW YORK 10019 6465573481 DELAWARE None None Limited Liability Company true 2021 Cassel Shapiro 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Executive Officer Director Manager of the Manager and Senior Managing Director of the Investment Advisor. Adam Stern 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Executive Officer Director Manager of the Manager and Head Private Equity Banking of the Investment Advisor. - Aegis Special Situations Management LLC 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Director Manager of the Issuer. - Aegis Capital Corp. 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Promoter Investment Advisor of the Issuer. - Management Aegis Capital Holding Corp. 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Promoter Sole Member of the Manager and principal stockholder of the Investment Advisor. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false 2021-12-13 false true true false 0 Aegis Capital Corp. 15007 None None 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 All States true 12000000 11480000 520000 false 100 1148000 0 0 false Aegis Special Situations Fund LLC - Series Fintech III Cassel Shapiro Cassel Shapiro Manager of Manager 2021-12-27