0001567619-22-000894.txt : 20220110 0001567619-22-000894.hdr.sgml : 20220110 20220110122302 ACCESSION NUMBER: 0001567619-22-000894 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20220110 DATE AS OF CHANGE: 20220110 EFFECTIVENESS DATE: 20220110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spring Lake Equity Partners III LLC CENTRAL INDEX KEY: 0001900791 IRS NUMBER: 874003878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-428572 FILM NUMBER: 22520504 BUSINESS ADDRESS: STREET 1: C/O SPRING LAKE EQUITY MANAGEMENT LLC STREET 2: 125 HIGH STREET SUITE 2211 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-391-6300 MAIL ADDRESS: STREET 1: C/O SPRING LAKE EQUITY MANAGEMENT LLC STREET 2: 125 HIGH STREET SUITE 2211 CITY: BOSTON STATE: MA ZIP: 02110 D 1 primary_doc.xml X0708 D LIVE 0001900791 Spring Lake Equity Partners III LLC C/O SPRING LAKE EQUITY MANAGEMENT LLC 125 HIGH STREET, SUITE 2211 BOSTON MA MASSACHUSETTS 02110 617-391-6300 DELAWARE None None Limited Liability Company true 2021 n/a Spring Lake Equity III GP LLC 125 High Street, Suite 2211 Boston MA MASSACHUSETTS 02110 Executive Officer Promoter The Managing Member of the Issuer. Robert P. Forlenza c/o Spring Lake Equity Management LLC 125 High Street, Suite 2211 Boston MA MASSACHUSETTS 02110 Executive Officer Promoter Mr. Forlenza is a Manager of the managing member of the Managing Member of the Issuer. Carmen J. Scarpa, Jr. c/o Spring Lake Equity Management LLC 125 High Street, Suite 2211 Boston MA MASSACHUSETTS 02110 Executive Officer Promoter Mr. Scarpa is a Manager of the managing member of the Managing Member of the Issuer. n/a Spring Lake Equity Management LLC, 125 High Street, Suite 2211 Boston MA MASSACHUSETTS 02110 Promoter The Investment Manager/Management Company of the Issuer and the Managing Member of the Managing Member of the Issuer. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C.1 false true false true true Limited Liability Company Interests false 0 None None Harpeth Securities LLC 109821 One American Center 3100 West End Avenue, Suite 710 Nashville TN TENNESSEE 37203 AL ALABAMA CA CALIFORNIA CO COLORADO CT CONNECTICUT GA GEORGIA IL ILLINOIS MA MASSACHUSETTS NC NORTH CAROLINA NY NEW YORK OH OHIO TN TENNESSEE UT UTAH false 0 0 0 false 0 0 true 0 The persons named in Item 12 will be paid based on the dollar value of the investments by certain investors. Such payment cannot be estimated at this time. 0 true Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. false Spring Lake Equity Partners III LLC /s/ Carmen J. Scarpa, Jr. Carmen J. Scarpa, Jr. A Manager of managing member of Managing Member of Issuer 2022-01-10