FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)Checkbox checkedNoneEntity Type
0001894604
Radio button not checkedCorporation
Radio button checked Limited Partnership
Radio button not checked Limited Liability Company
Radio button not checked General Partnership
Radio button not checked Business Trust
Radio button not checkedOther 
Name of Issuer
 Griffin Capital Qualified Opportunity Zone Fund III, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE 
Year of Incorporation/Organization
Radio button not checkedOver Five Years Ago
Radio button checkedWithin Last Five Years (Specify Year)
2021
Radio button not checkedYet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 Griffin Capital Qualified Opportunity Zone Fund III, L.P.
Street Address 1Street Address 2
 GRIFFIN CAPITAL PLAZA
 1520 EAST GRAND AVENUE
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 EL SEGUNDO
 CALIFORNIA
 
 90245
 (310) 469-6100 




3. Related Persons

Last NameFirst NameMiddle Name
Shields
Kevin
A.
Street Address 1Street Address 2
 Griffin Capital Plaza 
 1520 E. Grand Avenue
CityState/Province/CountryZIP/Postal Code
 El Segundo
 CALIFORNIA
 90245
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Chief Executive Officer of the General Partner of the Issuer



Last NameFirst NameMiddle Name
Griffin Capital Company, LLC
N/A
Street Address 1Street Address 2
 Griffin Capital Plaza 
 1520 E. Grand Avenue
CityState/Province/CountryZIP/Postal Code
 El Segundo
 CALIFORNIA
 90245
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Sponsor of the Issuer



Last NameFirst NameMiddle Name
Griffin Capital QOZ III, LLC
N/A
Street Address 1Street Address 2
 Griffin Capital Plaza 
 1520 E. Grand Avenue
CityState/Province/CountryZIP/Postal Code
 El Segundo
 CALIFORNIA
 90245
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
General Partner of the Issuer





4. Industry Group
 Radio button not checkedAgriculture
Banking & Financial Services
 Radio button not checked Commercial Banking
 Radio button not checked Insurance
 Radio button not checkedInvesting
 Radio button not checked Investment Banking
 Radio button not checked Pooled Investment Fund

 Radio button not checkedOther Banking & Financial Services
Radio button not checked Business Services
Energy
 Radio button not checked Coal Mining
 Radio button not checked Electric Utilities
 Radio button not checked Energy Conservation
 Radio button not checked Environmental Services
 Radio button not checked Oil & Gas
 Radio button not checked Other Energy
Health Care
 Radio button not checked Biotechnology
 Radio button not checked Health Insurance
 Radio button not checked Hospitals & Physicians
 Radio button not checked Pharmaceuticals
 Radio button not checked Other Health Care
   
   
   
  
Radio button not checked Manufacturing
Real Estate
 Radio button not checkedCommercial
 Radio button not checkedConstruction
 Radio button not checkedREITS & Finance
 Radio button not checkedResidential
Radio button checkedOther Real Estate
Radio button not checked Retailing
Radio button not checkedRestaurants
Technology
Radio button not checked Computers
Radio button not checked Telecommunications
Radio button not checked Other Technology
Travel
Radio button not checked Airlines & Airports
Radio button not checked Lodging & Conventions
Radio button not checked Tourism & Travel Services
Radio button not checked Other Travel
Radio button not checkedOther

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
Radio button not checkedNo RevenuesRadio button not checked No Aggregate Net Asset Value
Radio button not checked $1 - $1,000,000Radio button not checked$1 - $5,000,000
Radio button not checked $1,000,001 - $5,000,000Radio button not checked $5,000,001 - $25,000,000
Radio button not checked$5,000,001 - $25,000,000Radio button not checked $25,000,001 - $50,000,000
Radio button not checked$25,000,001 - $100,000,000Radio button not checked $50,000,001 - $100,000,000
Radio button not checked Over $100,000,000Radio button not checked Over $100,000,000
Radio button checked Decline to Disclose Radio button not checkedDecline to Disclose
Radio button not checked Not ApplicableRadio button not checked Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Checkbox not checkedRule 504(b)(1) (not (i), (ii)
or (iii))
Checkbox checkedRule 506(b)      
Checkbox not checkedRule 504 (b)(1)(i) Checkbox not checkedRule 506(c)
Checkbox not checkedRule 504 (b)(1)(ii) Checkbox not checkedSecurities Act Section 4(a)(5)
Checkbox not checkedRule 504 (b)(1)(iii)Checkbox checkedInvestment Company Act Section 3(c)
Checkbox not checkedSection 3(c)(1)Checkbox not checkedSection 3(c)(9)
Checkbox not checkedSection 3(c)(2)Checkbox not checkedSection 3(c)(10)
Checkbox not checkedSection 3(c)(3)Checkbox not checkedSection 3(c)(11)
Checkbox not checkedSection 3(c)(4)Checkbox not checkedSection 3(c)(12)
Checkbox checkedSection 3(c)(5)Checkbox not checkedSection 3(c)(13)
Checkbox not checkedSection 3(c)(6)Checkbox not checkedSection 3(c)(14)
Checkbox not checkedSection 3(c)(7)
 
 

7. Type of Filing
Checkbox not checked New Notice Date of First Sale 
2021-12-06
Checkbox not checked First Sale Yet to Occur
Checkbox checked Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Radio button not checked Yes Radio button checked No
 
 
9. Type(s) of Securities Offered (select all that apply)
Checkbox checkedPooled Investment Fund InterestsCheckbox checkedEquity
Checkbox not checkedTenant-in-Common Securities Checkbox not checkedDebt
Checkbox not checkedMineral Property SecuritiesCheckbox not checkedOption, Warrant or Other Right to Acquire Another Security
Checkbox not checkedSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityCheckbox not checkedOther (describe)
 
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Radio button not checked Yes Radio button checked No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 150000
USD

12. Sales Compensation
Recipient Recipient CRD NumberCheckbox not checkedNone
 Marc Seeherman
 1131557
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Calton & Associates, Inc.
 20999
Street Address 1      Street Address 2
32 West 40th Street
7th Floor
City State/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10018
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
MICHIGAN

Recipient Recipient CRD NumberCheckbox not checkedNone
 Timothy J. Sherer
 833518
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Emerson Equity LLC
 130032
Street Address 1      Street Address 2
61 East Main Street
Suite D
City State/Province/CountryZIP/Postal Code
 Los Gatos
 CALIFORNIA
 95032
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
DELAWARE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Ryan Sherer
 5952617
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Emerson Equity LLC
 130032
Street Address 1      Street Address 2
61 East Main Street
Suite D
City State/Province/CountryZIP/Postal Code
 Los Gatos
 CALIFORNIA
 95032
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
DELAWARE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Billy Aycock
 4069907
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Center Street Securities Inc.
 26898
Street Address 1      Street Address 2
2 International Plaza
Suite 301
City State/Province/CountryZIP/Postal Code
 Nashville
 TENNESSEE
 37217
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TENNESSEE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Betty Friant
 2122446
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Growth Capital Services, Inc.
 124658
Street Address 1      Street Address 2
1101 Pennsylvania Avenue NW
Suite 300
City State/Province/CountryZIP/Postal Code
 Washington
 DISTRICT OF COLUMBIA
 20004
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MINNESOTA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Mark Baran
 870541
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 McDermott Investment Services LLC
 154926
Street Address 1      Street Address 2
44 East Broad Street
2nd Floor
City State/Province/CountryZIP/Postal Code
 Bethlehem
 PENNSYLVANIA
 18018
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW HAMPSHIRE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Neeraj Agarwal
 5487434
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Lincoln Financial Securities Corporation
 3870
Street Address 1      Street Address 2
4664 South Boulevard
Suite 201A
City State/Province/CountryZIP/Postal Code
 Virginia Beach
 VIRGINIA
 23452
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
VIRGINIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Colette Frey-Bitzas
 2040840
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 American Portfolios Financial Services, Inc.
 18487
Street Address 1      Street Address 2
4250 Veterans Memorial Highway
Suite 100E
City State/Province/CountryZIP/Postal Code
 Holbrook
 NEW YORK
 11741
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Taher Gilani
 2381502
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Calton & Associates, Inc.
 20999
Street Address 1      Street Address 2
8304 Briarwood Lane
 
City State/Province/CountryZIP/Postal Code
 Austin
 TEXAS
 78757
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 David Funes
 5467419
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Thornhill Securities, Inc.
 22333
Street Address 1      Street Address 2
400 W. 15th Street
Suite 700
City State/Province/CountryZIP/Postal Code
 Austin
 TEXAS
 78701
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Amr Tenney
 5506866
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Thornhill Securities, Inc.
 22333
Street Address 1      Street Address 2
400 W. 15th Street
Suite 700
City State/Province/CountryZIP/Postal Code
 Austin
 TEXAS
 78701
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
MARYLAND

Recipient Recipient CRD NumberCheckbox not checkedNone
 Eugene Cindrich
 2444041
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Advisory Group Equity Services Ltd
 15427
Street Address 1      Street Address 2
10 Phoenix Row
 
City State/Province/CountryZIP/Postal Code
 Haverhill
 MASSACHUSETTS
 01832
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MASSACHUSETTS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Michael Petter
 4341091
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Calton & Associates Inc.
 20999
Street Address 1      Street Address 2
62 La Escalera
 
City State/Province/CountryZIP/Postal Code
 San Antonio
 TEXAS
 78261
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Scott Ozer
 1009252
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Emerson Equity LLC
 130032
Street Address 1      Street Address 2
30497 Canwood Street
Suite 200
City State/Province/CountryZIP/Postal Code
 Agoura Hills
 CALIFORNIA
 91301
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Independent Financial Group, LLC
 7717
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
12671 High Bluff Drive
Suite 200
City State/Province/CountryZIP/Postal Code
 San Diego
 CALIFORNIA
 92130
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
CALIFORNIA
MASSACHUSETTS
MONTANA
UTAH
WASHINGTON
WISCONSIN

Recipient Recipient CRD NumberCheckbox not checkedNone
 Lincoln Financial Advisors Corporation
 3978
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1301 South Harrison Street
 
City State/Province/CountryZIP/Postal Code
 Fort Wayne
 INDIANA
 46802
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
DISTRICT OF COLUMBIA
GEORGIA
IDAHO
NEW YORK
UTAH
VIRGINIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Ivan West
 4921015
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 American Trust Investment Services, Inc.
 3001
Street Address 1      Street Address 2
4722 Main Street
 
City State/Province/CountryZIP/Postal Code
 Lisle
 ILLINOIS
 60532
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MICHIGAN

Recipient Recipient CRD NumberCheckbox not checkedNone
 Elias Pritsoulis
 2568434
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 A.G.P. / Alliance Global Partners
 8361
Street Address 1      Street Address 2
590 Madison Avenue
28th Floor
City State/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10022
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY

Recipient Recipient CRD NumberCheckbox not checkedNone
 Betty Friant
 2122446
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 FNEX Capital, LLC
 166316
Street Address 1      Street Address 2
21515 Hawthorne Boulevard
Suite 360
City State/Province/CountryZIP/Postal Code
 Torrance
 CALIFORNIA
 90503
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
KANSAS
WEST VIRGINIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 DFPG Investments, LLC
 155576
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
9017 S. Riverside Drive
Suite 210
City State/Province/CountryZIP/Postal Code
 Sandy
 UTAH
 84070
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
COLORADO
WASHINGTON

Recipient Recipient CRD NumberCheckbox not checkedNone
 Cambridge Investment Research, Inc.
 39543
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1776 Pleasant Plain Road
 
City State/Province/CountryZIP/Postal Code
 Fairfield
 IOWA
 52556
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
FLORIDA
NORTH CAROLINA
PENNSYLVANIA
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 John A. Doane
 4083486
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Advisory Group Equity Services Ltd.
 15427
Street Address 1      Street Address 2
33 Hilltop Drive
 
City State/Province/CountryZIP/Postal Code
 Wenham
 MASSACHUSETTS
 01984
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Brian Armstrong
 2895592
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Skyway Capital Markets, LLC
 124630
Street Address 1      Street Address 2
100 North Tampa Street
Suite 3550
City State/Province/CountryZIP/Postal Code
 Tampa
 FLORIDA
 33602
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Sean Whalen
 4000934
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Concorde Investment Services, LLC
 151604
Street Address 1      Street Address 2
24 Superior Drive
Suite 101
City State/Province/CountryZIP/Postal Code
 Natick
 MASSACHUSETTS
 01760
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MASSACHUSETTS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Mark Herding
 2239357
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Harbour Investments, Inc.
 19258
Street Address 1      Street Address 2
4648 N. 32nd Street
 
City State/Province/CountryZIP/Postal Code
 Phoenix
 ARIZONA
 85016
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Rodney Ibrahim
 4358176
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 A.G.P./Alliance Global Partners
 8361
Street Address 1      Street Address 2
40 Wall Street
 
City State/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10005
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
COLORADO

Recipient Recipient CRD NumberCheckbox not checkedNone
 Alex Ruggieri
 1685884
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 NexTrend Securities, Inc.
 43710
Street Address 1      Street Address 2
1801 Woodfield Drive
 
City State/Province/CountryZIP/Postal Code
 Savoy
 ILLINOIS
 61874
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Andrew Zorovich
 2753501
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 American Portfolios Financial Services, Inc.
 18487
Street Address 1      Street Address 2
200 Clinton Avenue West
Suite 701
City State/Province/CountryZIP/Postal Code
 Huntsville
 ALABAMA
 35801
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Purshe Kaplan Sterling Investments
 35747
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
80 State Street
 
City State/Province/CountryZIP/Postal Code
 Albany
 NEW YORK
 12207
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
NEVADA
NEW JERSEY
WASHINGTON




13. Offering and Sales Amounts
 
Total Offering Amount $
500000000
USDCheckbox not checkedIndefinite
Total Amount Sold $
124029891
USD
Total Remaining to be Sold $
375970109
USDCheckbox not checkedIndefinite
Clarification of Response (if Necessary)
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
 
14. Investors

Checkbox not checkedSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
   
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
231
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
16250000
USDCheckbox checkedEstimate
Finders' Fees$
0
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fees that may be paid.
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
1875000
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
IssuerSignatureName of SignerTitleDate
Griffin Capital Qualified Opportunity Zone Fund III, L.P./s/ Joseph E. MillerJoseph E. MillerCFO & Treasurer of the GP of the Issuer2022-05-05