0001884127-22-000001.txt : 20220128 0001884127-22-000001.hdr.sgml : 20220128 20220128134931 ACCESSION NUMBER: 0001884127-22-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 EFFECTIVENESS DATE: 20220128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moody Mosaic DST CENTRAL INDEX KEY: 0001884127 IRS NUMBER: 876523154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-414320 FILM NUMBER: 22567237 BUSINESS ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-977-7500 MAIL ADDRESS: STREET 1: 9655 KATY FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 D/A 1 primary_doc.xml X0708 D/A LIVE 0001884127 Moody Mosaic DST 9655 KATY FREEWAY, SUITE 600 HOUSTON TX TEXAS 77024 713-977-7500 DELAWARE None None Other Statutory Trust true 2021 Brett C Moody 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Executive Officer President of Issuer's Manager N/A Moody Mosaic AM, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody Mosaic Depositor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter N/A Moody National DST Sponsor, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter Residential Decline to Disclose 06b true 0001884127-21-000001 2021-10-08 false true false 25000 ROGER WILLIAM BOWLIN 1905652 AURORA SECURITIES 46147 2731 77th Avenue SE Suite 100 Mercer Island WA WASHINGTON 98040 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS MI MICHIGAN MN MINNESOTA MT MONTANA OR OREGON SC SOUTH CAROLINA TN TENNESSEE TX TEXAS false CENTAURUS FINANCIAL, INC. 30833 None None 2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA CALIFORNIA 92806 All States true DAVID BROOK CLARK 2836304 CLARK WEALTH STRATEGIES, INC 146090 1918 N. 203RD STREET SUITE 100 OMAHA NE NEBRASKA 68022 IA IOWA NE NEBRASKA TX TEXAS false CONCORDE INVESTMENT SERVICES, LLC 151604 None None 19500 VICTOR PARKWAY SUITE 550 LIVONIA MI MICHIGAN 48152 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false JEFFREY MICHAEL WARREN 5616071 CROWN CAPITAL SECURITIES, L.P. 6312 18 Crow Canyon Ct. Suite 325 San Ramon CA CALIFORNIA 94583 CA CALIFORNIA CO COLORADO FL FLORIDA OR OREGON false CHAD MICHAEL TUSA 4524325 CROWN CAPITAL SECURITIES, L.P. 6312 1601 BELLE CHASSE HWY, SUITE 200 GRETNA LA LOUISIANA 70056 CA CALIFORNIA FL FLORIDA GA GEORGIA LA LOUISIANA MD MARYLAND MS MISSISSIPPI NY NEW YORK TX TEXAS UT UTAH false LANNY RAY HOWARTER 813591 CROWN CAPITAL SECURITIES, L.P. 6312 814 MORENA BLVD SUITE 307 SAN DIEGO CA CALIFORNIA 92110 AZ ARIZONA CA CALIFORNIA KS KANSAS MT MONTANA TX TEXAS UT UTAH false HARMONY MCAULIFFE RUSSO 5294771 CROWN CAPITAL SECURITIES, L.P. 6312 2660 TOWNSGATE ROAD SUITE 310 WESTLAKE VILLAGE CA CALIFORNIA 91361 CA CALIFORNIA FL FLORIDA ID IDAHO NV NEVADA NJ NEW JERSEY NY NEW YORK OR OREGON UT UTAH WA WASHINGTON false ALEXANDER SVISTOONOFF 440581 CROWN CAPITAL SECURITIES, L.P. 6312 8080 MADISON AVE. STE. 102A FAIR OAKS CA CALIFORNIA 95628 CA CALIFORNIA false VICTOR ALEXANDER SVISTOONOFF 4195862 CROWN CAPITAL SECURITIES, L.P. 6312 8080 MADISON AVE. STE. 102A FAIR OAKS CA CALIFORNIA 95628 CA CALIFORNIA WA WASHINGTON false ROY VINCENT PFLEGER 5896655 DAI SECURITIES, LLC 36673 17 Stony Wood Road E Setauket NY NEW YORK 11733 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA ID IDAHO KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON RI RHODE ISLAND TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON false Nathaniel Michael Kuhn 4624143 DAI SECURITIES, LLC 36673 1827 WALDEN OFFICE SQUARE SUITE 500 SCHAUMBURG IL ILLINOIS 60173 CA CALIFORNIA CO COLORADO FL FLORIDA IL ILLINOIS IN INDIANA MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA TN TENNESSEE WI WISCONSIN false Brandon John Bruckman 6922759 INSIGHT INVESTMENT ADVISERS LLC 286497 200 South Executive Drive Suite 101 Brookfield WI WISCONSIN 53005 KS KANSAS WI WISCONSIN false Robert Johnson 4318220 THORNHILL SECURITIES, INC. 22333 400 W. 15TH ST. SUITE 700 AUSTIN TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false David John Funes 5467419 THORNHILL SECURITIES, INC. 22333 400 W. 15TH ST. SUITE 700 AUSTIN TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Robert Clayton Schmidt 6920482 THORNHILL SECURITIES, INC. 22333 400 W. 15TH ST. SUITE 700 AUSTIN TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Amr Tenney 5506866 THORNHILL SECURITIES, INC. 22333 400 W. 15TH ST. SUITE 700 AUSTIN TX TEXAS 78701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Moody Securities, LLC 148771 None None 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 All States false 20140000 20140000 0 false 62 1607421 0 2357684 true Moody Mosaic Depositor, LLC will be responsible for paying certain fees and costs of approximately $2,307,684. false Moody Mosaic DST Brett C Moody Brett C Moody President of Issuer's Manager 2022-01-27