FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)Checkbox checkedNoneEntity Type
0001872631
Radio button not checkedCorporation
Radio button not checked Limited Partnership
Radio button not checked Limited Liability Company
Radio button not checked General Partnership
Radio button not checked Business Trust
Radio button checkedOther
Delaware Statutory Trust
 
Name of Issuer
 CX Multifamily Portfolio, DST
Jurisdiction of Incorporation/Organization
DELAWARE 
Year of Incorporation/Organization
Radio button not checkedOver Five Years Ago
Radio button checkedWithin Last Five Years (Specify Year)
2021
Radio button not checkedYet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 CX Multifamily Portfolio, DST
Street Address 1Street Address 2
 4890 WEST KENNEDY BOULEVARD
 SUITE 200
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 TAMPA
 FLORIDA
 
 33609
 (813) 281-1023 



3. Related Persons

Last NameFirst NameMiddle Name
Carter
John
E.
Street Address 1Street Address 2
 4890 West Kennedy Boulevard 
 Suite 200
CityState/Province/CountryZIP/Postal Code
 Tampa
 FLORIDA
 33609
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
President of the Manager of the Issuer


Last NameFirst NameMiddle Name
Carter Exchange Fund Management Company, LLC
N/A
Street Address 1Street Address 2
 4890 West Kennedy Boulevard 
 Suite 200
CityState/Province/CountryZIP/Postal Code
 Tampa
 FLORIDA
 33609
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Sponsor of the Issuer


Last NameFirst NameMiddle Name
CX Multifamily Portfolio Manager, LLC
N/A
Street Address 1Street Address 2
 4890 West Kennedy Boulevard 
 Suite 200
CityState/Province/CountryZIP/Postal Code
 Tampa
 FLORIDA
 33609
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Manager and Signatory Trustee of the Issuer


Last NameFirst NameMiddle Name
CX Multifamily Portfolio Depositor, LLC
N/A
Street Address 1Street Address 2
 4890 West Kennedy Boulevard 
 Suite 200
CityState/Province/CountryZIP/Postal Code
 Tampa
 FLORIDA
 33609
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Depositor of the Issuer




4. Industry Group
 Radio button not checkedAgriculture
Banking & Financial Services
 Radio button not checked Commercial Banking
 Radio button not checked Insurance
 Radio button not checkedInvesting
 Radio button not checked Investment Banking
 Radio button not checked Pooled Investment Fund

 Radio button not checkedOther Banking & Financial Services
Radio button not checked Business Services
Energy
 Radio button not checked Coal Mining
 Radio button not checked Electric Utilities
 Radio button not checked Energy Conservation
 Radio button not checked Environmental Services
 Radio button not checked Oil & Gas
 Radio button not checked Other Energy
Health Care
 Radio button not checked Biotechnology
 Radio button not checked Health Insurance
 Radio button not checked Hospitals & Physicians
 Radio button not checked Pharmaceuticals
 Radio button not checked Other Health Care
   
   
   
  
Radio button not checked Manufacturing
Real Estate
 Radio button not checkedCommercial
 Radio button not checkedConstruction
 Radio button not checkedREITS & Finance
 Radio button not checkedResidential
Radio button checkedOther Real Estate
Radio button not checked Retailing
Radio button not checkedRestaurants
Technology
Radio button not checked Computers
Radio button not checked Telecommunications
Radio button not checked Other Technology
Travel
Radio button not checked Airlines & Airports
Radio button not checked Lodging & Conventions
Radio button not checked Tourism & Travel Services
Radio button not checked Other Travel
Radio button not checkedOther

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
Radio button not checkedNo RevenuesRadio button not checked No Aggregate Net Asset Value
Radio button not checked $1 - $1,000,000Radio button not checked$1 - $5,000,000
Radio button not checked $1,000,001 - $5,000,000Radio button not checked $5,000,001 - $25,000,000
Radio button not checked$5,000,001 - $25,000,000Radio button not checked $25,000,001 - $50,000,000
Radio button not checked$25,000,001 - $100,000,000Radio button not checked $50,000,001 - $100,000,000
Radio button not checked Over $100,000,000Radio button not checked Over $100,000,000
Radio button checked Decline to Disclose Radio button not checkedDecline to Disclose
Radio button not checked Not ApplicableRadio button not checked Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Checkbox not checkedRule 504(b)(1) (not (i), (ii)
or (iii))		Checkbox checkedRule 506(b)      
Checkbox not checkedRule 504 (b)(1)(i) Checkbox not checkedRule 506(c)
Checkbox not checkedRule 504 (b)(1)(ii) Checkbox not checkedSecurities Act Section 4(a)(5)
Checkbox not checkedRule 504 (b)(1)(iii)Checkbox not checkedInvestment Company Act Section 3(c)
 
 

7. Type of Filing
Checkbox not checked New Notice Date of First Sale 
2021-07-20
Checkbox not checked First Sale Yet to Occur
Checkbox checked Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Radio button not checked Yes Radio button checked No
 
 
9. Type(s) of Securities Offered (select all that apply)
Checkbox checkedPooled Investment Fund InterestsCheckbox checkedEquity
Checkbox not checkedTenant-in-Common Securities Checkbox not checkedDebt
Checkbox not checkedMineral Property SecuritiesCheckbox not checkedOption, Warrant or Other Right to Acquire Another Security
Checkbox not checkedSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityCheckbox not checkedOther (describe)
 
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Radio button not checked Yes Radio button checked No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 25000
USD

12. Sales Compensation
Recipient Recipient CRD NumberCheckbox not checkedNone
 Stacey Morimoto
 4420782
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Stax Capital
 300607
Street Address 1      Street Address 2
4901 Morena Boulevard
Suite 121
City State/Province/CountryZIP/Postal Code
 San Diego
 CALIFORNIA
 92117
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
NEVADA
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Anthony Brown
 6900485
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Stax Capital
 300607
Street Address 1      Street Address 2
4901 Morena Boulevard
Suite 121
City State/Province/CountryZIP/Postal Code
 San Diego
 CALIFORNIA
 92117
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
NEVADA
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Roger Bowlin
 1905652
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Aurora Securities
 46147
Street Address 1      Street Address 2
2731 77th Avenue SE
Suite 100
City State/Province/CountryZIP/Postal Code
 Mercer Island
 WASHINGTON
 98040
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Chay Lapin
 6275140
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Growth Capital Services, Inc.
 124658
Street Address 1      Street Address 2
21515 Hawthorn Boulevard
Suite 360
City State/Province/CountryZIP/Postal Code
 Torrance
 CALIFORNIA
 90503
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Orrin Barrow
 6784158
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Growth Capital Services, Inc.
 124658
Street Address 1      Street Address 2
21515 Hawthorne Boulevard
Suite 360
City State/Province/CountryZIP/Postal Code
 Torrance
 CALIFORNIA
 90503
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Zach Brough
 5674690
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Emerson Equity LLC
 130032
Street Address 1      Street Address 2
7960 B Soquel Drive
Suite 253
City State/Province/CountryZIP/Postal Code
 Aptos
 CALIFORNIA
 95003
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Benjamin Carmona
 5120428
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Emerson Equity LLC
 130032
Street Address 1      Street Address 2
9940 Research Drive
Suite 200
City State/Province/CountryZIP/Postal Code
 Irvine
 CALIFORNIA
 92618
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Josh Stivers
 5708565
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Kalos Capital, Inc.
 44337
Street Address 1      Street Address 2
2806 Flintrock Trace
Suite A203
City State/Province/CountryZIP/Postal Code
 Austin
 TEXAS
 78738
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Nathan Kuhn
 4624143
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 DAI Securities, LLC
 36673
Street Address 1      Street Address 2
120 W. Eastman Street
#300
City State/Province/CountryZIP/Postal Code
 Arlington Heights
 ILLINOIS
 60004
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Scott Sheeham
 2328614
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 DFPG Investments, LLC
 155576
Street Address 1      Street Address 2
240 Hudson Street
 
City State/Province/CountryZIP/Postal Code
 Cornwall-On-Hudson
 NEW YORK
 12520
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DISTRICT OF COLUMBIA
MASSACHUSETTS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Troy Thomas
 4691720
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 McDermott Investment Services, LLC
 154926
Street Address 1      Street Address 2
101 Main Street
Suite 260
City State/Province/CountryZIP/Postal Code
 Huntington Beach
 CALIFORNIA
 92648
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Alex Madden
 7089201
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Growth Capital Services, Inc.
 124658
Street Address 1      Street Address 2
21515 Hawthorne Boulevard
Suite 360
City State/Province/CountryZIP/Postal Code
 Torrance
 CALIFORNIA
 90503
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
Recipient Recipient CRD NumberCheckbox not checkedNone
 David Levinson
 705929
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 American Trust Investment Services, Inc.
 3001
Street Address 1      Street Address 2
4722 Main Street
 
City State/Province/CountryZIP/Postal Code
 Lisle
 ILLINOIS
 60532
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALASKA
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Ed Fernandez
 2956661
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Capulent LLC
 155155
Street Address 1      Street Address 2
2603 Main Street
Suite 1050
City State/Province/CountryZIP/Postal Code
 Irvine
 CALIFORNIA
 92614
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MISSOURI
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 Randy Barmache
 4607939
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 American Trust Investment Services, Inc.
 3001
Street Address 1      Street Address 2
501 N. El Camino Real
#211
City State/Province/CountryZIP/Postal Code
 San Clemente
 CALIFORNIA
 92672
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 R. Scott Cramer
 1350242
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Kalos Capital, Inc.
 44337
Street Address 1      Street Address 2
800 N. Maitland Avenue
Suite 204
City State/Province/CountryZIP/Postal Code
 Maitland
 FLORIDA
 32751
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Thomas Rauchegger
 5156496
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Kalos Capital, Inc.
 44337
Street Address 1      Street Address 2
800 N. Maitland Avenue
Suite 204
City State/Province/CountryZIP/Postal Code
 Maitland
 FLORIDA
 32751
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Amr Tenney
 5506866
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Thornhill Securities, Inc.
 22333
Street Address 1      Street Address 2
400 W. 15th Street
Suite 700
City State/Province/CountryZIP/Postal Code
 Austin
 TEXAS
 78701
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Deborah Stackpole
 4969850
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Stonecrest Capital Markets, Inc.
 39616
Street Address 1      Street Address 2
45 N. Broad
Suite 401
City State/Province/CountryZIP/Postal Code
 Ridgewood
 NEW JERSEY
 07450
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEVADA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Edward Kasperavich
 4970038
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Stonecrest Capital Markets, Inc.
 39616
Street Address 1      Street Address 2
45 N. Broad
Suite 401
City State/Province/CountryZIP/Postal Code
 Ridgewood
 NEW JERSEY
 07450
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEVADA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Mike Bendix
 5379777
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 DFPG Investments, LLC
 155576
Street Address 1      Street Address 2
5531 Cancha De Golf
Suite 201
City State/Province/CountryZIP/Postal Code
 Rancho Santa Fe
 CALIFORNIA
 92091
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
COLORADO
Recipient Recipient CRD NumberCheckbox not checkedNone
 Luke Lofman
 5718121
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Patrick Capital Markets, LLC
 16518
Street Address 1      Street Address 2
115 Wilcox Street
Suite 220
City State/Province/CountryZIP/Postal Code
 Castle Rock
 COLORADO
 80104
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Jason Vanclef
 5096529
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 American Trust Investment Services, Inc.
 3001
Street Address 1      Street Address 2
8107 Loyola Boulevard
 
City State/Province/CountryZIP/Postal Code
 Los Angeles
 CALIFORNIA
 90045
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Steve Haskell
 6864948
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Growth Capital Services, Inc.
 124658
Street Address 1      Street Address 2
888 Prospect Street
Suite 200
City State/Province/CountryZIP/Postal Code
 La Jolla
 CALIFORNIA
 92037
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 David Kangas
 6591398
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Wealthforge Securities, LLC
 152550
Street Address 1      Street Address 2
738 E. Chapman Avenue
 
City State/Province/CountryZIP/Postal Code
 Orange
 CALIFORNIA
 92866
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW YORK
Recipient Recipient CRD NumberCheckbox not checkedNone
 Amanda Steele
 6566472
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 McDermott Investment Services, LLC
 154926
Street Address 1      Street Address 2
3325 Turnbridge Drive
 
City State/Province/CountryZIP/Postal Code
 Raleigh
 NORTH CAROLINA
 27609
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NORTH CAROLINA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Concorde Investment Services, LLC
 151604
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
19500 Victor Parkway
Suite 550
City State/Province/CountryZIP/Postal Code
 Livonia
 MICHIGAN
 48152
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
MISSOURI
OREGON



13. Offering and Sales Amounts
 
Total Offering Amount $
67319313
USDCheckbox not checkedIndefinite
Total Amount Sold $
22044879
USD
Total Remaining to be Sold $
45274434
USDCheckbox not checkedIndefinite
Clarification of Response (if Necessary)
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
 
14. Investors

Checkbox not checkedSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
   
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
50
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
6227036
USDCheckbox checkedEstimate
Finders' Fees$
0
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Expense Reimbursements that may be paid.
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
3427993
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons.

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
IssuerSignatureName of SignerTitleDate
CX Multifamily Portfolio, DST/s/ Robert Dallas Whitaker, JrRobert Dallas Whitaker, Jr.Vice President of the Manager of the Issuer2021-09-13